MICHAEL DENIS WILLIAMS


Licensee: SENTRY FINANCIAL SERVICES PTY LTD

MICHAEL DENIS WILLIAMS (Adviser# 000222883) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 6, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name MICHAEL DENIS WILLIAMS
Adviser Number 000222883
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000286786
SENTRY FINANCIAL SERVICES PTY LTD
Licence ABN 30113531034
Licence Controlled By SENTRY GROUP PTY LTD
Adviser Start Date 2018-06-06
Appointing Representative Name JOHN HOPKINS FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000293317
Appointing Representative ABN 21109346625
Memberships Association of Financial Advisers (AFA)
Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • MICHAEL DENIS WILLIAMS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Laws James Cook University
Bachelor of Laws James Cook University
Diploma of Financial Planning Deakin University
Diploma of Financial Planning Deakin University
Margin Lending and Geared Investments Kaplan
Margin Lending and Geared Investments Kaplan
RG146 Licensing Compliance: Self Managed Super Funds Financial Education Professionals Pty Ltd
RG146 Licensing Compliance: Self Managed Super Funds Financial Education Professionals Pty Ltd

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000286786 SENTRY FINANCIAL SERVICES PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
2018-06-06 - JOHN HOPKINS FINANCIAL SERVICES PTY LTD
000326450 WEALTHSURE FINANCIAL SERVICES PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
2015-03-27 - JOHN HOPKINS FINANCIAL SERVICES PTY LTD
000238030 WEALTHSURE PTY LTD 2004-10-15 - 2015-03-26

Licensee Information

Licence Name SENTRY FINANCIAL SERVICES PTY LTD
Licence Number 000286786
Licence ABN 30113531034

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RODNEY PAUL EDWARDS Sentry Financial Services Pty Ltd Current 2018-07-18
STEPHEN CHARLES GRANT Sentry Financial Services Pty Ltd Current 2018-07-09
CINDY DAHIYA Sentry Financial Services Pty Ltd Current 2018-07-06
KANE JIANG Sentry Financial Services Pty Ltd Current 2018-06-28
GUY WARREN SAVAGE Sentry Financial Services Pty Ltd Current 2018-05-01
TRAVIS LAURENCE VINCENT SMITH Sentry Financial Services Pty Ltd Current 2018-02-13
ANTHONY ALPS Sentry Financial Services Pty Ltd Current 2017-12-01
STUART RODERICK VARIDEL Sentry Financial Services Pty Ltd Current 2017-12-01
IOANNIS VAITSAS Sentry Financial Services Pty Ltd Current 2017-11-27
FREDERICK WILLIAM SAWARDE Sentry Financial Services Pty Ltd Current 2017-11-14

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.