RICHARD NICHOLAS (Adviser# 000226173) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 1, 2007.
| Register Name | Financial Advisers |
| Adviser Name | RICHARD NICHOLAS |
| Adviser Number | 000226173 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1999 |
| Financial Service (AFS) Licence |
Licence# 000238364 ALTAIR ASSETS PTY LTD |
| Licence ABN | 20089992594 |
| Adviser Start Date | 2007-05-01 |
| Adviser End Date | 2010-04-11 |
| Memberships |
AUSTRALIAN CHAMBER OF COMMERCE HONG KONG BRITISH CHAMBER OF COMMERCE CHARTERED INSTITUTE FOR SECURITIES AND INVESTMENT, LONDON |
|
| Qualification / Degree | Institute / School |
|---|---|
| -Insurances; Code of Banking; Consumer Credit Code; Consumer Credit writing; | ANZ BANK |
| DIPLOMA OF FINANCIAL PLANNING | FPA AUSTRALIA DEAKIN UNIVERSITY |
| ETHICS AND INTEGRITY | UK SECURITIES INSTITUTE |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238364 | ALTAIR ASSETS PTY LTD | 2007-05-01 - 2010-04-11 | |
| 000304008 |
PEAK INVESTMENT HOLDINGS PTY LTD
Further restrictions: Authorised to provide personal financial product advice to retail clients on Managed Investment Schemes, excluding IDPS |
2006-11-21 - | PEAK INVESTMENT HOLDINGS PTY LTD |
| Licence Name | ALTAIR ASSETS PTY LTD |
| Licence Number | 000238364 |
| Licence ABN | 20089992594 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PHILIP PARKER | Altair Assets Pty Ltd | Current | 2015-03-26 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PHILIP PARKER | Altair Assets Pty Ltd | Current | 2015-03-26 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.