GRAHAM HENRY HOLMES (Adviser# 000227546) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 29, 2003.
| Register Name | Financial Advisers |
| Adviser Name | GRAHAM HENRY HOLMES |
| Adviser Number | 000227546 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1983 |
| Financial Service (AFS) Licence |
Licence# 000225985 COMPASS SECURITIES PTY LTD |
| Licence ABN | 74009569939 |
| Adviser Start Date | 2003-03-29 |
| Appointing Representative Name | COMPASS SECURITIES PTY LTD |
| Appointing Representative Number | 000225985 |
| Appointing Representative ABN | 74009569939 |
| Memberships | FOS |
|
| Qualification / Degree | Institute / School |
|---|---|
| Certified Financial Planner | FPA |
| Diploma of Financial Planning | FPA |
| L.U.A.T.C. 1 & 2 | Life Insurance Industry |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000225985 | COMPASS SECURITIES PTY LTD | 2003-03-29 - | COMPASS SECURITIES PTY LTD |
| Licence Name | COMPASS SECURITIES PTY LTD |
| Licence Number | 000225985 |
| Licence ABN | 74009569939 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JEFFEREY RAYMOND GRAY | Compass Securities Pty Ltd | Ceased | 2003-03-29 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JEFFEREY RAYMOND GRAY | Compass Securities Pty Ltd | Ceased | 2003-03-29 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.