GRAEME JAMES MULLINS

Licensee: HARLOCK INVESTMENT SERVICES PTY LTD

GRAEME JAMES MULLINS (Adviser# 000228810) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 11, 2005.

Adviser Overview

Register Name Financial Advisers
Adviser Name GRAEME JAMES MULLINS
Adviser Number 000228810
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000280230
HARLOCK INVESTMENT SERVICES PTY LTD
Licence ABN 86008542390
Adviser Start Date 2005-05-11
Appointing Representative Name HARLOCK INVESTMENT SERVICES PTY LTD
Appointing Representative Number 000280230
Appointing Representative ABN 86008542390
Memberships Australian and New Zealand Institute of Insurance and Finance (ANZIIF)
Financial Planning Association of Australia (FPA)
Financial Services Institute of Australasia
Tax Practitioners Board

Authorisations to provide financial product advice

  • GRAEME JAMES MULLINS
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance

Qualifications and training history

Qualification / Degree Institute / School
Associate Financial Planner FPA
Bachelor of Commerce, majoring in Finance ANU
Cert IV in Financial Services (General Insurance) ANZIIF
Graduate Diploma of Financial Planning Finsia
Self-managed super funds Finsia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000280230 HARLOCK INVESTMENT SERVICES PTY LTD 2005-05-11 - HARLOCK INVESTMENT SERVICES PTY LTD
000227168 WARRINGTON SCOTT FINANCIAL CONSULTANTS PTY LTD 2003-04-11 - 2016-04-01 WARRINGTON SCOTT FINANCIAL CONSULTANTS PTY LTD

Licensee Information

Licence Name HARLOCK INVESTMENT SERVICES PTY LTD
Licence Number 000280230
Licence ABN 86008542390

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.