ROCKY SORRENTI (Adviser# 000231678) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 2, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ROCKY SORRENTI |
| Adviser Number | 000231678 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1996 |
| Financial Service (AFS) Licence |
Licence# 000496348 BG WEALTH MANAGEMENT PTY LTD |
| Adviser Start Date | 2017-10-02 |
| Appointing Representative Name | BG PRIVATE CLIENTS PTY LTD |
| Appointing Representative Number | 001258667 |
| Memberships | CPA Australia (CPA) |
| Further Restrictions | Derivatives, Finance broking, other credit activities and Managed Discretionary Accounts |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business | Swinburne University |
| CPA Program | CPA Australia |
| Diploma of Financial Services (Financial Planning) | Kaplan Professional Education |
| PS 146 Compliance Program | Securities Institute of Australia |
| Self Managed Superannuation Funds | Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000496348 |
BG WEALTH MANAGEMENT PTY LTD
Further restrictions: Derivatives, Finance broking, other credit activities and Managed Discretionary Accounts |
2017-10-02 - | BG PRIVATE CLIENTS PTY LTD |
| 000221557 |
MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2012-04-02 - 2017-09-29 | MAGNITUDE GROUP PTY LTD |
| 000227232 |
COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2003-07-01 - 2012-03-29 |
| Licence Name | BG WEALTH MANAGEMENT PTY LTD |
| Licence Number | 000496348 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.