ALAN JAMES PLUMMER (Adviser# 000235635) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 5, 2012.
| Register Name | Financial Advisers |
| Adviser Name | ALAN JAMES PLUMMER |
| Adviser Number | 000235635 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2003 |
| Financial Service (AFS) Licence |
Licence# 000237246 NTI LIMITED |
| Licence ABN | 84000746109 |
| Adviser Start Date | 2012-11-05 |
| Adviser End Date | 2013-11-18 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237246 | NTI LIMITED | 2012-11-05 - 2013-11-18 | |
| 000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Securities - Class of product only; Government Debentures, Stocks or Bonds - Class of product only; Superannuation - Not Authorised to provide SMSF advice. |
2012-07-27 - 2017-02-22 | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD |
| 000239545 | QBE INSURANCE (AUSTRALIA) LIMITED | 2005-04-14 - 2013-07-24 | |
| 000238291 | CGU INSURANCE LIMITED | 2004-02-04 - 2013-09-11 | |
| 000231138 |
FINANCIAL WISDOM LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2003-09-01 - 2012-06-25 |
| Licence Name | NTI LIMITED |
| Licence Number | 000237246 |
| Licence ABN | 84000746109 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.