STEPHEN ROMIC (Adviser# 000236699) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 22, 2007.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN ROMIC |
| Adviser Number | 000236699 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1988 |
| Financial Service (AFS) Licence |
Licence# 000280881 D F S ADVISORY SERVICES PTY. LTD. |
| Licence ABN | 98104003714 |
| Licence Controlled By |
GEORGE KRITHIS PATRICIA CHAN STEPHEN ROMIC |
| Adviser Start Date | 2007-06-22 |
| Appointing Representative Name | D F S ADVISORY SERVICES PTY. LTD. |
| Appointing Representative Number | 000280881 |
| Appointing Representative ABN | 98104003714 |
| Further Restrictions | Authorised to provide personal financial product advice to retail clients on MDA Services (additional MIS authorisation) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business (Banking and Finance) | Victoria University |
| Master of Applied Finance Investment & Funds Management Specialisation | Macquarie University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000280881 |
D F S ADVISORY SERVICES PTY. LTD.
Licence controlled by: GEORGE KRITHIS ~ PATRICIA CHAN ~ STEPHEN ROMIC Further restrictions: Authorised to provide personal financial product advice to retail clients on MDA Services (additional MIS authorisation) |
2007-06-22 - | D F S ADVISORY SERVICES PTY. LTD. |
| Licence Name | D F S ADVISORY SERVICES PTY. LTD. |
| Licence Number | 000280881 |
| Licence ABN | 98104003714 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| STEVEN DE BOLFO | D F S Advisory Services Pty. Ltd. | Current | 2017-10-09 |
| PATRICIA CHAN | D F S Advisory Services Pty. Ltd. | Current | 2007-06-22 |
| GEORGE ANDREW KRITHIS | D F S Advisory Services Pty. Ltd. | Current | 2007-06-22 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| STEVEN DE BOLFO | D F S Advisory Services Pty. Ltd. | Current | 2017-10-09 |
| PATRICIA CHAN | D F S Advisory Services Pty. Ltd. | Current | 2007-06-22 |
| GEORGE ANDREW KRITHIS | D F S Advisory Services Pty. Ltd. | Current | 2007-06-22 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.