BRODERICK JAMES KNOWLES


Licensee: BALDRY FINANCIAL SERVICES PTY LTD

BRODERICK JAMES KNOWLES (Adviser# 000244554) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 26, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name BRODERICK JAMES KNOWLES
Adviser Number 000244554
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000237235
BALDRY FINANCIAL SERVICES PTY LTD
Licence ABN 20080173655
Licence Controlled By SUZANNE HADDAN
Adviser Start Date 2015-03-26
Appointing Representative Name BALDRY FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000237235
Appointing Representative ABN 20080173655
Memberships CPA Australia (CPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • BRODERICK JAMES KNOWLES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Certified Financial Planner Financial Planning Association
Certified Practicing Accountant CPA Australia
Diploma of Financial Planning Deakin University
Financial Planning Specialist CPA Australia
Masters of Accounting Macquarie University - Sydney

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237235 BALDRY FINANCIAL SERVICES PTY LTD
Licence controlled by: SUZANNE HADDAN
2015-03-26 - BALDRY FINANCIAL SERVICES PTY LTD

Licensee Information

Licence Name BALDRY FINANCIAL SERVICES PTY LTD
Licence Number 000237235
Licence ABN 20080173655

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
TIMOTHY ANDREAS LEHNIS Baldry Financial Services Pty Ltd Ceased 2017-06-09
NICHOLAS MICHAEL HEALEY Baldry Financial Services Pty Ltd Ceased 2017-05-26
SUZANNE JANE HADDAN Baldry Financial Services Pty Ltd Current 2015-03-26
SUSAN ALMA LOUISE PINE Baldry Financial Services Pty Ltd Current 2015-03-26
BRUCE CHARLES GIBSON Baldry Financial Services Pty Ltd Ceased 2015-03-26
KEVIN JOHN GOODSON Baldry Financial Services Pty Ltd Ceased 2015-03-26

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
TIMOTHY ANDREAS LEHNIS Baldry Financial Services Pty Ltd Ceased 2017-06-09
NICHOLAS MICHAEL HEALEY Baldry Financial Services Pty Ltd Ceased 2017-05-26
SUZANNE JANE HADDAN Baldry Financial Services Pty Ltd Current 2015-03-26
SUSAN ALMA LOUISE PINE Baldry Financial Services Pty Ltd Current 2015-03-26
BRUCE CHARLES GIBSON Baldry Financial Services Pty Ltd Ceased 2015-03-26
KEVIN JOHN GOODSON Baldry Financial Services Pty Ltd Ceased 2015-03-26

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.