RICHARD JAMES BARBER

Licensee: PDFP PTY LTD

RICHARD JAMES BARBER (Adviser# 000247511) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 1, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICHARD JAMES BARBER
Adviser Number 000247511
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1986
Financial Service (AFS) Licence Licence# 000293538
PDFP PTY LTD
Licence ABN 83116003877
Adviser Start Date 2015-07-01
Appointing Representative Name PDFP PTY LTD
Appointing Representative Number 000293538
Appointing Representative ABN 83116003877
Memberships Independent Financial Advisers Association of Australia (IFAAA)
SMSF Association

Authorisations to provide financial product advice

  • RICHARD JAMES BARBER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Tribeca
Diploma of Financial Services (Financial Planning) Tribeca

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000293538 PDFP PTY LTD 2015-07-01 - PDFP PTY LTD
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2004-01-01 - 2015-07-01 HILLROSS FINANCIAL SERVICES LIMITED

Licensee Information

Licence Name PDFP PTY LTD
Licence Number 000293538
Licence ABN 83116003877

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DEBORAH SYLVIA LIN Pdfp Pty Ltd Current 2017-08-08
STUART JAMES BARBER Pdfp Pty Ltd Current 2015-07-01
TONY HING Pdfp Pty Ltd Ceased 2015-05-29
PHILIP DAVIES Pdfp Pty Ltd Current 2006-01-09

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DEBORAH SYLVIA LIN Pdfp Pty Ltd Current 2017-08-08
STUART JAMES BARBER Pdfp Pty Ltd Current 2015-07-01
TONY HING Pdfp Pty Ltd Ceased 2015-05-29
PHILIP DAVIES Pdfp Pty Ltd Current 2006-01-09

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.