IAN SMITH (Adviser# 000247709) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2018.
Register Name | Financial Advisers |
Adviser Name | IAN SMITH |
Adviser Number | 000247709 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2000 |
Financial Service (AFS) Licence |
Licence# 000418872 BULL & BEAR FINANCIAL STRATEGIES PTY LTD |
Licence ABN | 74113608683 |
Licence Controlled By | BULL & BEAR FINANCIAL STRATEGIES PTY LTD |
Adviser Start Date | 2018-07-05 |
Appointing Representative Name | BULL & BEAR FINANCIAL STRATEGIES PTY LTD |
Appointing Representative Number | 000418872 |
Appointing Representative ABN | 74113608683 |
Memberships |
CA - Chartered Accountants (CA) CFP - Certified Financial Planner (FPA) |
|
Qualification / Degree | Institute / School |
---|---|
Bachelor of Commerce (Finance) | University of New South Wales |
Master of Applied Finance | Macquaire University |
Master of Economics | Macquaire University |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000418872 |
BULL & BEAR FINANCIAL STRATEGIES PTY LTD
Licence controlled by: BULL & BEAR FINANCIAL STRATEGIES PTY LTD |
2018-07-05 - | BULL & BEAR FINANCIAL STRATEGIES PTY LTD |
000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2017-07-07 - 2018-07-04 | DOVER FINANCIAL ADVISERS PTY LTD |
000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2004-09-01 - 2016-09-30 | HILLROSS FINANCIAL SERVICES LIMITED |
Licence Name | BULL & BEAR FINANCIAL STRATEGIES PTY LTD |
Licence Number | 000418872 |
Licence ABN | 74113608683 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
PETER VAGGIS | Bull & Bear Financial Strategies Pty Ltd | Current | 2018-07-06 |
LYNETTE DA COSTA SHUTTLEWORTH | Bull & Bear Financial Strategies Pty Ltd | Current | 2018-07-06 |
ANTONIO ALBUQUERQUE | Bull & Bear Financial Strategies Pty Ltd | Current | 2018-07-06 |
AMOR DE LIBASIC | Bull & Bear Financial Strategies Pty Ltd | Current | 2018-07-03 |
STUART CHARLES ROWLAND | Bull & Bear Financial Strategies Pty Ltd | Ceased | 2016-12-23 |
O-CHER ARRUA | Bull & Bear Financial Strategies Pty Ltd | Ceased | 2015-12-24 |
DANIEL HARVEY FREDERICK ELSON | Bull & Bear Financial Strategies Pty Ltd | Current | 2015-12-23 |
CHAY PHILLP | Bull & Bear Financial Strategies Pty Ltd | Ceased | 2014-08-13 |
DANIELLE WOLFORD | Bull & Bear Financial Strategies Pty Ltd | Ceased | 2014-06-20 |
KARL BATCHELAR | Bull & Bear Financial Strategies Pty Ltd | Current | 2014-01-21 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.