KYM DAVID RICHARDS

Licensee: WISE INVESTMENT ADVISERS PTY LTD

KYM DAVID RICHARDS (Adviser# 000249035) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 9, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name KYM DAVID RICHARDS
Adviser Number 000249035
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser ABN 34571916813
Adviser First Advice Year 1995
Financial Service (AFS) Licence Licence# 000473981
WISE INVESTMENT ADVISERS PTY LTD
Licence ABN 56115230147
Licence Controlled By BRUCE STUART DAVIS
Adviser Start Date 2015-06-09
Adviser End Date 2017-04-19
Appointing Representative Name WISE INVESTMENT ADVISERS PTY LTD
Appointing Representative Number 000473981
Appointing Representative ABN 56115230147

Authorisations to provide financial product advice

  • KYM DAVID RICHARDS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000473981 WISE INVESTMENT ADVISERS PTY LTD
Licence controlled by: BRUCE STUART DAVIS
2015-06-09 - 2017-04-19 WISE INVESTMENT ADVISERS PTY LTD
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2013-05-22 - 2014-09-10 KYM DAVID RICHARDS
000234951 PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD
2010-06-15 - 2013-04-17 KYM DAVID RICHARDS

Licensee Information

Licence Name WISE INVESTMENT ADVISERS PTY LTD
Licence Number 000473981
Licence ABN 56115230147

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ERICA SUSAN WHITE Wise Investment Advisers Pty Ltd Ceased 2017-01-13
BRUCE STUART DAVIS Wise Investment Advisers Pty Ltd Current 2015-06-03

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ERICA SUSAN WHITE Wise Investment Advisers Pty Ltd Ceased 2017-01-13
BRUCE STUART DAVIS Wise Investment Advisers Pty Ltd Current 2015-06-03

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.