JAMES STEPHEN KEATING (Adviser# 000249570) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 19, 2017.
| Register Name | Financial Advisers |
| Adviser Name | JAMES STEPHEN KEATING |
| Adviser Number | 000249570 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000237898 BENDIGO FINANCIAL PLANNING LIMITED |
| Licence ABN | 81087585073 |
| Licence Controlled By | BENDIGO AND ADELAIDE BANK LIMITED |
| Adviser Start Date | 2017-09-19 |
| Appointing Representative Name | BENDIGO FINANCIAL PLANNING LIMITED |
| Appointing Representative Number | 000237898 |
| Appointing Representative ABN | 81087585073 |
| Memberships | AFA - Association of Financial Advisers |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services (Financial Planning) | Finsia |
| Certificate IV Financial Services (Finance/Mortgage Broking) | Mortgage & Finance Association of Australia (MFAA) |
| Diploma of Financial Services (Financial Planning) | Finsia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237898 |
BENDIGO FINANCIAL PLANNING LIMITED
Licence controlled by: BENDIGO AND ADELAIDE BANK LIMITED |
2017-09-19 - | BENDIGO FINANCIAL PLANNING LIMITED |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2015-12-07 - 2017-03-27 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | BENDIGO FINANCIAL PLANNING LIMITED |
| Licence Number | 000237898 |
| Licence ABN | 81087585073 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| NEIL JAMES SPEIRS | Bendigo Financial Planning Limited | Current | 2018-03-28 |
| KHANH THUY THUC NGUYEN | Bendigo Financial Planning Limited | Current | 2017-10-16 |
| DANIEL LAWRENCE FINDLAY | Bendigo Financial Planning Limited | Current | 2017-09-19 |
| NATHAN MCDIVEN | Bendigo Financial Planning Limited | Current | 2017-09-19 |
| SAMADHI MEEPEGAMA | Bendigo Financial Planning Limited | Ceased | 2017-09-14 |
| MARK ANDREW THOMAS MONTEIRO | Bendigo Financial Planning Limited | Current | 2017-08-29 |
| LEIGH MARK WALLMAN | Bendigo Financial Planning Limited | Current | 2017-08-08 |
| ALEXANDER GUNNING | Bendigo Financial Planning Limited | Current | 2017-07-10 |
| WARWICK ALLEN LUFF | Bendigo Financial Planning Limited | Current | 2016-11-14 |
| SUSAN VALERIE JARDINE | Bendigo Financial Planning Limited | Current | 2016-10-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.