IAN JAMES AULD


Licensee: FINGUARD FINANCIAL PLANNING PTY LTD

IAN JAMES AULD (Adviser# 000253152) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 5, 2008.

Adviser Overview

Register Name Financial Advisers
Adviser Name IAN JAMES AULD
Adviser Number 000253152
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1995
Financial Service (AFS) Licence Licence# 000327933
FINGUARD FINANCIAL PLANNING PTY LTD
Licence ABN 14050104722
Licence Controlled By FINGUARD FINANCIAL PLANNING PTY LTD
Adviser Start Date 2008-11-05
Appointing Representative Name FINGUARD FINANCIAL PLANNING PTY LTD
Appointing Representative Number 000327933
Appointing Representative ABN 14050104722
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • IAN JAMES AULD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
AEPS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000327933 FINGUARD FINANCIAL PLANNING PTY LTD
Licence controlled by: FINGUARD FINANCIAL PLANNING PTY LTD
2008-11-05 - FINGUARD FINANCIAL PLANNING PTY LTD

Licensee Information

Licence Name FINGUARD FINANCIAL PLANNING PTY LTD
Licence Number 000327933
Licence ABN 14050104722

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.