NICHOLAS CHARLES BRUINING (Adviser# 000253485) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 6, 2004.
| Register Name | Financial Advisers |
| Adviser Name | NICHOLAS CHARLES BRUINING |
| Adviser Number | 000253485 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1989 |
| Financial Service (AFS) Licence |
Licence# 000245514 N.C. BRUINING AND ASSOCIATES PTY LTD |
| Licence ABN | 67009245827 |
| Adviser Start Date | 2004-01-06 |
| Appointing Representative Name | N.C. BRUINING AND ASSOCIATES PTY LTD |
| Appointing Representative Number | 000245514 |
| Appointing Representative ABN | 67009245827 |
| Memberships |
Australian Institute of Company Directors Financial Planning Association of Australia (FPA) |
| Further Restrictions | (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii) debentures, stocks or bonds issued or proposed to be issued by a government; (iii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iv) interests in managed investment schemes including: (A) the investor directed portfolio service known as "Asgard Portfolio Management"; and (B) the investor directed portfolio service known as "Navigator Portfolio Managment"; (v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); (vi) securities; and (vii) superannuation; and (b) deal in a financial product by: |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce | Curtin University |
| Diploma Financial Planning | Deakin University/FPA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000245514 |
N.C. BRUINING AND ASSOCIATES PTY LTD
Further restrictions: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii) debentures, stocks or bonds issued or proposed to be issued by a government; (iii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iv) interests in managed investment schemes including: (A) the investor directed portfolio service known as "Asgard Portfolio Management"; and (B) the investor directed portfolio service known as "Navigator Portfolio Managment"; (v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); (vi) securities; and (vii) superannuation; and (b) deal in a financial product by: |
2004-01-06 - | N.C. BRUINING AND ASSOCIATES PTY LTD |
| 000245514 | N.C. BRUINING AND ASSOCIATES PTY LTD | 1998-07-01 - 2004-01-06 | |
| 000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
1992-07-01 - 1998-06-30 | |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
1989-09-01 - 1992-07-01 |
| Licence Name | N.C. BRUINING AND ASSOCIATES PTY LTD |
| Licence Number | 000245514 |
| Licence ABN | 67009245827 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTOPHER PAUL PRITCHARD | N.c. Bruining and Associates Pty Ltd | Current | 2018-06-11 |
| PETER JOHN WEBSTER | N.c. Bruining and Associates Pty Ltd | Current | 2017-01-19 |
| BENJAMIN CHARLES COOMBE | N.c. Bruining and Associates Pty Ltd | Current | 2014-02-24 |
| ANNETTE ELIZABETH SINCLAIR | N.c. Bruining and Associates Pty Ltd | Current | 2012-06-21 |
| DAVID RICHARD MCGREGOR | N.c. Bruining and Associates Pty Ltd | Current | 2008-07-28 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTOPHER PAUL PRITCHARD | N.c. Bruining and Associates Pty Ltd | Current | 2018-06-11 |
| PETER JOHN WEBSTER | N.c. Bruining and Associates Pty Ltd | Current | 2017-01-19 |
| BENJAMIN CHARLES COOMBE | N.c. Bruining and Associates Pty Ltd | Current | 2014-02-24 |
| ANNETTE ELIZABETH SINCLAIR | N.c. Bruining and Associates Pty Ltd | Current | 2012-06-21 |
| DAVID RICHARD MCGREGOR | N.c. Bruining and Associates Pty Ltd | Current | 2008-07-28 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.