JOHN SLATER

Licensee: RIVIERA CAPITAL PTY LTD

JOHN SLATER (Adviser# 000253528) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 29, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name JOHN SLATER
Adviser Number 000253528
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1987
Financial Service (AFS) Licence Licence# 000338550
RIVIERA CAPITAL PTY LTD
Licence ABN 58102982605
Licence Controlled By AFFINITY WEALTH SERVICES PTY LTD
Keith JONES
Adviser Start Date 2015-05-29
Appointing Representative Name RIVIERA CAPITAL PTY LTD
Appointing Representative Number 000338550
Appointing Representative ABN 58102982605
Memberships Financial Services Institute of Australasia (FINSIA)

Authorisations to provide financial product advice

  • JOHN SLATER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma Financial Services (Financial Planning) FNS50804 Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000338550 RIVIERA CAPITAL PTY LTD
Licence controlled by: AFFINITY WEALTH SERVICES PTY LTD ~ Keith JONES
2015-05-29 - RIVIERA CAPITAL PTY LTD
000338550 RIVIERA CAPITAL PTY LTD
Licence controlled by: AFFINITY WEALTH SERVICES PTY LTD ~ Keith JONES
2009-08-21 - 2015-05-29 RIVIERA CAPITAL PTY LTD

Licensee Information

Licence Name RIVIERA CAPITAL PTY LTD
Licence Number 000338550
Licence ABN 58102982605

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.