SAMUEL DAVID BALL


Licensee: MCA FINANCIAL PLANNERS PTY. LTD.

SAMUEL DAVID BALL (Adviser# 000253742) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 18, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name SAMUEL DAVID BALL
Adviser Number 000253742
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 55371972149
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000223610
MCA FINANCIAL PLANNERS PTY. LTD.
Licence ABN 42101736305
Adviser Start Date 2017-09-18
Appointing Representative Name MCA FINANCIAL PLANNERS PTY. LTD.
Appointing Representative Number 000223610
Appointing Representative ABN 42101736305
Memberships Association of Financial Advisers (AFA)
Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • SAMUEL DAVID BALL
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Services (Financial Planning) Tribeca
Diploma of Financial Services (Financial Planning) Tribeca

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000223610 MCA FINANCIAL PLANNERS PTY. LTD. 2017-09-18 - MCA FINANCIAL PLANNERS PTY. LTD.
000436232 YX BALL FINANCIAL PTY LTD 2013-06-01 - YX BALL FINANCIAL PTY LTD
000244565 SECURITY NATIONAL FINANCIAL SERVICES PTY. LTD.
Licence controlled by: Michael Kenneth IBBOTSON
2004-01-07 - 2013-05-31 SAMUEL DAVID BALL

Licensee Information

Licence Name MCA FINANCIAL PLANNERS PTY. LTD.
Licence Number 000223610
Licence ABN 42101736305

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOSEPH ROZARIUS SILANAND MARTIS Mca Financial Planners Pty. Ltd. Current 2017-05-10
VIRINDAR ANDREW JOSEPH MARTIS Mca Financial Planners Pty. Ltd. Current 2017-05-10
SCOTT JAMES THORNTON Mca Financial Planners Pty. Ltd. Current 2017-03-24
ADAM BRUCE SELLARS Mca Financial Planners Pty. Ltd. Current 2017-03-10
JAMES POLWART-MATICH Mca Financial Planners Pty. Ltd. Current 2016-07-15
LISA MCGREGOR Mca Financial Planners Pty. Ltd. Ceased 2016-02-01
DENIS EDWARD MULCAHY Mca Financial Planners Pty. Ltd. Ceased 2015-11-20
BRIAN MUHLEISEN Mca Financial Planners Pty. Ltd. Current 2015-07-01
GERARD MICHAEL WILKES Mca Financial Planners Pty. Ltd. Current 2015-06-10
SHANNON MAREE WILKES Mca Financial Planners Pty. Ltd. Current 2015-06-10

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.