JAMES REECE GALLIERS (Adviser# 000255763) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 9, 2011.
Register Name | Financial Advisers |
Adviser Name | JAMES REECE GALLIERS |
Adviser Number | 000255763 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 1997 |
Financial Service (AFS) Licence |
Licence# 000232703 RESILIUM PTY LTD |
Licence ABN | 40098080810 |
Adviser Start Date | 2011-05-09 |
Adviser End Date | 2011-12-02 |
Memberships | MFAA - Mortgage & Finance Association of Australia |
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Qualification / Degree | Institute / School |
---|---|
Advanced Diploma of Financial Services (Financial Planning) | Tribeca |
Certificate IV Financial Services (Finance/Mortgage Broking) | AAMC Training Group |
Diploma of Financial Services (Financial Planning) | Tribeca |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000232703 | RESILIUM PTY LTD | 2011-05-09 - 2011-12-02 | |
000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2010-07-12 - | AMP FINANCIAL PLANNING PTY LIMITED |
000238478 |
FUTURO FINANCIAL SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD |
2009-03-24 - 2010-07-01 |
Licence Name | RESILIUM PTY LTD |
Licence Number | 000232703 |
Licence ABN | 40098080810 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHRISTOPHER ROBIN BRAY | Resilium Pty Ltd | Ceased | 2007-11-08 |
ANA LORRAINE MAGLAYA | Resilium Pty Ltd | Ceased | 2004-08-26 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHRISTOPHER ROBIN BRAY | Resilium Pty Ltd | Ceased | 2007-11-08 |
ANA LORRAINE MAGLAYA | Resilium Pty Ltd | Ceased | 2004-08-26 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.