CLIFF JAMES (Adviser# 000258216) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 10, 2012.
| Register Name | Financial Advisers |
| Adviser Name | CLIFF JAMES |
| Adviser Number | 000258216 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1975 |
| Financial Service (AFS) Licence |
Licence# 000328140 UNIQUE ADVISERS PTY LTD |
| Licence ABN | 38131483111 |
| Adviser Start Date | 2012-12-10 |
| Appointing Representative Name | UNIQUE ADVISERS PTY LTD |
| Appointing Representative Number | 000328140 |
| Appointing Representative ABN | 38131483111 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Economics & Finance DFP 1 & DFP2 | RMIT |
| Investment Planning 1 | Integratec |
| Retirement Planning DFP4 | Financial Planning Association |
| Wealth Creation & Retirement Planning DFP5 | Financial Planning Association |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000328140 | UNIQUE ADVISERS PTY LTD | 2012-12-10 - | UNIQUE ADVISERS PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2008-09-02 - 2012-12-10 | CLIFF JAMES & ASSOCIATES PTY. LTD. |
| Licence Name | UNIQUE ADVISERS PTY LTD |
| Licence Number | 000328140 |
| Licence ABN | 38131483111 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DONALD BRUCE MILLAR | Unique Advisers Pty Ltd | Current | 2018-07-06 |
| HARRY NG | Unique Advisers Pty Ltd | Current | 2018-07-05 |
| ROMESH SOHAN P PERERA | Unique Advisers Pty Ltd | Current | 2016-10-30 |
| ARTHUR HILTON KOO | Unique Advisers Pty Ltd | Current | 2014-11-07 |
| BRUCE STEPHEN CARTER | Unique Advisers Pty Ltd | Ceased | 2012-10-02 |
| CAMERON ALAN STEVENS | Unique Advisers Pty Ltd | Current | 2011-12-01 |
| GUENTHER FRANZ GOETZ | Unique Advisers Pty Ltd | Current | 2008-09-26 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DONALD BRUCE MILLAR | Unique Advisers Pty Ltd | Current | 2018-07-06 |
| HARRY NG | Unique Advisers Pty Ltd | Current | 2018-07-05 |
| ROMESH SOHAN P PERERA | Unique Advisers Pty Ltd | Current | 2016-10-30 |
| ARTHUR HILTON KOO | Unique Advisers Pty Ltd | Current | 2014-11-07 |
| BRUCE STEPHEN CARTER | Unique Advisers Pty Ltd | Ceased | 2012-10-02 |
| CAMERON ALAN STEVENS | Unique Advisers Pty Ltd | Current | 2011-12-01 |
| GUENTHER FRANZ GOETZ | Unique Advisers Pty Ltd | Current | 2008-09-26 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.