CLIFF JAMES


Licensee: UNIQUE ADVISERS PTY LTD

CLIFF JAMES (Adviser# 000258216) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 10, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name CLIFF JAMES
Adviser Number 000258216
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1975
Financial Service (AFS) Licence Licence# 000328140
UNIQUE ADVISERS PTY LTD
Licence ABN 38131483111
Adviser Start Date 2012-12-10
Appointing Representative Name UNIQUE ADVISERS PTY LTD
Appointing Representative Number 000328140
Appointing Representative ABN 38131483111

Authorisations to provide financial product advice

  • CLIFF JAMES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Economics & Finance DFP 1 & DFP2 RMIT
Investment Planning 1 Integratec
Retirement Planning DFP4 Financial Planning Association
Wealth Creation & Retirement Planning DFP5 Financial Planning Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000328140 UNIQUE ADVISERS PTY LTD 2012-12-10 - UNIQUE ADVISERS PTY LTD
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2008-09-02 - 2012-12-10 CLIFF JAMES & ASSOCIATES PTY. LTD.

Licensee Information

Licence Name UNIQUE ADVISERS PTY LTD
Licence Number 000328140
Licence ABN 38131483111

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DONALD BRUCE MILLAR Unique Advisers Pty Ltd Current 2018-07-06
HARRY NG Unique Advisers Pty Ltd Current 2018-07-05
ROMESH SOHAN P PERERA Unique Advisers Pty Ltd Current 2016-10-30
ARTHUR HILTON KOO Unique Advisers Pty Ltd Current 2014-11-07
BRUCE STEPHEN CARTER Unique Advisers Pty Ltd Ceased 2012-10-02
CAMERON ALAN STEVENS Unique Advisers Pty Ltd Current 2011-12-01
GUENTHER FRANZ GOETZ Unique Advisers Pty Ltd Current 2008-09-26

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DONALD BRUCE MILLAR Unique Advisers Pty Ltd Current 2018-07-06
HARRY NG Unique Advisers Pty Ltd Current 2018-07-05
ROMESH SOHAN P PERERA Unique Advisers Pty Ltd Current 2016-10-30
ARTHUR HILTON KOO Unique Advisers Pty Ltd Current 2014-11-07
BRUCE STEPHEN CARTER Unique Advisers Pty Ltd Ceased 2012-10-02
CAMERON ALAN STEVENS Unique Advisers Pty Ltd Current 2011-12-01
GUENTHER FRANZ GOETZ Unique Advisers Pty Ltd Current 2008-09-26

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.