ROSS GERARD CARUSO


Licensee: WRS LICENSEE PTY LTD

ROSS GERARD CARUSO (Adviser# 000266520) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 31, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROSS GERARD CARUSO
Adviser Number 000266520
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1996
Financial Service (AFS) Licence Licence# 000492410
WRS LICENSEE PTY LTD
Adviser Start Date 2017-01-31
Appointing Representative Name WEALTH & RETIREMENT SOLUTIONS PTY. LTD.
Appointing Representative Number 000297386
Appointing Representative ABN 91117444989

Authorisations to provide financial product advice

  • ROSS GERARD CARUSO
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Certificate IV in Finance & Mortgage Broking AAMC
DFP Modules 1-7 FPA Deakin
Margin Lending Mentor Education
Securities Kaplan Professional Education
Self Managed SuperFund Kaplan Professional Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000492410 WRS LICENSEE PTY LTD 2017-01-31 - WEALTH & RETIREMENT SOLUTIONS PTY. LTD.
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2013-07-08 - 2017-01-31 GPS WEALTH LTD
000243313 SYNCHRONISED BUSINESS SERVICES PTY LTD 2009-10-02 - 2013-07-08 ROSS GERARD CARUSO

Licensee Information

Licence Name WRS LICENSEE PTY LTD
Licence Number 000492410

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.