ROSS GERARD CARUSO (Adviser# 000266520) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 31, 2017.
Register Name | Financial Advisers |
Adviser Name | ROSS GERARD CARUSO |
Adviser Number | 000266520 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 1996 |
Financial Service (AFS) Licence |
Licence# 000492410 WRS LICENSEE PTY LTD |
Adviser Start Date | 2017-01-31 |
Appointing Representative Name | WEALTH & RETIREMENT SOLUTIONS PTY. LTD. |
Appointing Representative Number | 000297386 |
Appointing Representative ABN | 91117444989 |
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Qualification / Degree | Institute / School |
---|---|
Certificate IV in Finance & Mortgage Broking | AAMC |
DFP Modules 1-7 | FPA Deakin |
Margin Lending | Mentor Education |
Securities | Kaplan Professional Education |
Self Managed SuperFund | Kaplan Professional Education |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000492410 | WRS LICENSEE PTY LTD | 2017-01-31 - | WEALTH & RETIREMENT SOLUTIONS PTY. LTD. |
000254544 |
GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED |
2013-07-08 - 2017-01-31 | GPS WEALTH LTD |
000243313 | SYNCHRONISED BUSINESS SERVICES PTY LTD | 2009-10-02 - 2013-07-08 | ROSS GERARD CARUSO |
Licence Name | WRS LICENSEE PTY LTD |
Licence Number | 000492410 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.