SAMUEL CARL RICHARDSON (Adviser# 000267359) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 1, 2014.
| Register Name | Financial Advisers |
| Adviser Name | SAMUEL CARL RICHARDSON |
| Adviser Number | 000267359 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000229471 RGM FINANCIAL PLANNERS PTY LTD |
| Licence ABN | 47083204791 |
| Adviser Start Date | 2014-08-01 |
| Adviser End Date | 2016-10-17 |
| Appointing Representative Name | RGM FINANCIAL PLANNERS PTY LTD |
| Appointing Representative Number | 000229471 |
| Appointing Representative ABN | 47083204791 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000229471 | RGM FINANCIAL PLANNERS PTY LTD | 2014-08-01 - 2016-10-17 | RGM FINANCIAL PLANNERS PTY LTD |
| 000238429 |
RI ADVICE GROUP PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2003-03-01 - 2014-07-31 | SAMUEL CARL RICHARDSON |
| Licence Name | RGM FINANCIAL PLANNERS PTY LTD |
| Licence Number | 000229471 |
| Licence ABN | 47083204791 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PRUDENCE JAYNE COX | Rgm Financial Planners Pty Ltd | Current | 2016-12-06 |
| LEE JOHNSON | Rgm Financial Planners Pty Ltd | Current | 2016-10-24 |
| GEORGE ROELOF CORNELIS | Rgm Financial Planners Pty Ltd | Ceased | 2014-08-01 |
| PAULA LOUISE SIDDLE | Rgm Financial Planners Pty Ltd | Current | 2013-11-22 |
| DANIEL JOHN BREMNER | Rgm Financial Planners Pty Ltd | Current | 2009-08-17 |
| VINCENT ANTHONY PELUSO | Rgm Financial Planners Pty Ltd | Current | 2003-06-26 |
| MARK EDWARD REIDY | Rgm Financial Planners Pty Ltd | Current | 2003-06-26 |
| PEARSE JOSEPH MORGAN | Rgm Financial Planners Pty Ltd | Ceased | 2003-06-26 |
| BERND WILHELM RITZER | Rgm Financial Planners Pty Ltd | Ceased | 2003-06-26 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PRUDENCE JAYNE COX | Rgm Financial Planners Pty Ltd | Current | 2016-12-06 |
| LEE JOHNSON | Rgm Financial Planners Pty Ltd | Current | 2016-10-24 |
| GEORGE ROELOF CORNELIS | Rgm Financial Planners Pty Ltd | Ceased | 2014-08-01 |
| PAULA LOUISE SIDDLE | Rgm Financial Planners Pty Ltd | Current | 2013-11-22 |
| DANIEL JOHN BREMNER | Rgm Financial Planners Pty Ltd | Current | 2009-08-17 |
| VINCENT ANTHONY PELUSO | Rgm Financial Planners Pty Ltd | Current | 2003-06-26 |
| MARK EDWARD REIDY | Rgm Financial Planners Pty Ltd | Current | 2003-06-26 |
| PEARSE JOSEPH MORGAN | Rgm Financial Planners Pty Ltd | Ceased | 2003-06-26 |
| BERND WILHELM RITZER | Rgm Financial Planners Pty Ltd | Ceased | 2003-06-26 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.