KIM NGUYEN (Adviser# 000270199) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 9, 2017.
| Register Name | Financial Advisers |
| Adviser Name | KIM NGUYEN |
| Adviser Number | 000270199 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 68518205865 |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000489236 K.NGUYEN PTY LTD |
| Licence Controlled By | Kim NGUYEN |
| Adviser Start Date | 2017-03-09 |
| Appointing Representative Name | K.NGUYEN PTY LTD |
| Appointing Representative Number | 000489236 |
| Memberships |
FOS INSTITUTE OF FINANCIAL ACCOUNTANT Institute of Public Accountants (IPA) NTAA SMSF Association |
| Further Restrictions | LIMIT AUSTRAIAN FINANCIAL SERVICES LICENSE |
|
| Qualification / Degree | Institute / School |
|---|---|
| DIPLOMA OF FINANCIAL PLANNING | MENTOR EDUCATION |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000489236 |
K.NGUYEN PTY LTD
Licence controlled by: Kim NGUYEN Further restrictions: LIMIT AUSTRAIAN FINANCIAL SERVICES LICENSE |
2017-03-09 - | K.NGUYEN PTY LTD |
| Licence Name | K.NGUYEN PTY LTD |
| Licence Number | 000489236 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.