WENDY JOY BARTON (Adviser# 000270402) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 11, 2009.
| Register Name | Financial Advisers |
| Adviser Name | WENDY JOY BARTON |
| Adviser Number | 000270402 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2009 |
| Financial Service (AFS) Licence |
Licence# 000252538 THE HERON PARTNERSHIP PTY LIMITED |
| Licence ABN | 79100196272 |
| Adviser Start Date | 2009-06-11 |
| Appointing Representative Name | THE HERON PARTNERSHIP PTY LIMITED |
| Appointing Representative Number | 000252538 |
| Appointing Representative ABN | 79100196272 |
| Further Restrictions | Condition start date time 11/06/2009 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (ii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and (iv) superannuation; to retail and wholesale clients. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Services | Tribeca |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000252538 |
THE HERON PARTNERSHIP PTY LIMITED
Further restrictions: Condition start date time 11/06/2009 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (ii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and (iv) superannuation; to retail and wholesale clients. |
2009-06-11 - | THE HERON PARTNERSHIP PTY LIMITED |
| Licence Name | THE HERON PARTNERSHIP PTY LIMITED |
| Licence Number | 000252538 |
| Licence ABN | 79100196272 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| NERIDA JAYNE SECCOMBE | The Heron Partnership Pty Limited | Current | 2010-06-08 |
| CHRISTOPHER DARRYL BUTLER | The Heron Partnership Pty Limited | Current | 2009-06-11 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| NERIDA JAYNE SECCOMBE | The Heron Partnership Pty Limited | Current | 2010-06-08 |
| CHRISTOPHER DARRYL BUTLER | The Heron Partnership Pty Limited | Current | 2009-06-11 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.