ANTHONY LIEGH KLATT


Licensee: PARAGEM PTY LIMITED

ANTHONY LIEGH KLATT (Adviser# 000275759) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 1, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name ANTHONY LIEGH KLATT
Adviser Number 000275759
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000297276
PARAGEM PTY LIMITED
Licence ABN 16108571875
Licence Controlled By HUB24 LIMITED
Adviser Start Date 2016-04-01
Appointing Representative Name PARAGEM PTY LIMITED
Appointing Representative Number 000297276
Appointing Representative ABN 16108571875
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions MDA services limited to investments held within a regulated platform.

Authorisations to provide financial product advice

  • ANTHONY LIEGH KLATT
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Certified Financial Planner Financial Planning Association
Diploma of Financial Planning Deakin University
Margin Lending and Geared Investments Kaplan Professional
Master of Business Administration University of SA

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000297276 PARAGEM PTY LIMITED
Licence controlled by: HUB24 LIMITED
Further restrictions: MDA services limited to investments held within a regulated platform.
2016-04-01 - PARAGEM PTY LIMITED
000437133 DULWICH GROUP SERVICES PTY LTD 2013-06-01 - 2017-02-28 DULWICH GROUP SERVICES PTY LTD
000240687 SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION
2004-09-17 - 2013-05-31 ANTHONY LIEGH KLATT

Licensee Information

Licence Name PARAGEM PTY LIMITED
Licence Number 000297276
Licence ABN 16108571875

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATHEW STINTON Paragem Pty Limited Current 2018-02-12
MATHEW JAMES ASHTON Paragem Pty Limited Current 2018-02-01
KAYE TAING Paragem Pty Limited Current 2017-12-01
BENJAMIN JAMES NORVAL Paragem Pty Limited Current 2017-11-03
HELEN MY DUYEN CHAU NGUYEN Paragem Pty Limited Ceased 2017-11-01
BRENTON WILLIAM MARRIS Paragem Pty Limited Current 2017-10-16
SANDRA JOE Paragem Pty Limited Current 2017-10-16
AMANDA HUI JUNE TANG Paragem Pty Limited Current 2017-09-08
DARREN RICHARD TANNER Paragem Pty Limited Current 2017-09-01
SIMON JOHN LEWIS Paragem Pty Limited Current 2017-05-12

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.