MAXWELL CHARLES HART


Licensee: AUSTRALASIA WEALTH SERVICES AND MANAGEMENT PTY LTD

MAXWELL CHARLES HART (Adviser# 000276411) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 1, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name MAXWELL CHARLES HART
Adviser Number 000276411
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000450303
AUSTRALASIA WEALTH SERVICES AND MANAGEMENT PTY LTD
Licence ABN 21166826240
Adviser Start Date 2014-10-01
Appointing Representative Name AUSTRALASIA WEALTH SERVICES AND MANAGEMENT PTY LTD
Appointing Representative Number 000450303
Appointing Representative ABN 21166826240

Authorisations to provide financial product advice

  • MAXWELL CHARLES HART
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Tribeca

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000450303 AUSTRALASIA WEALTH SERVICES AND MANAGEMENT PTY LTD 2014-10-01 - AUSTRALASIA WEALTH SERVICES AND MANAGEMENT PTY LTD
000238307 MY ADVISER PTY LTD 2009-02-12 - 2014-09-26

Licensee Information

Licence Name AUSTRALASIA WEALTH SERVICES AND MANAGEMENT PTY LTD
Licence Number 000450303
Licence ABN 21166826240

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Adviser Name Licensee Status Start Date
LEIGH HARRY SCOTT Australasia Wealth Services and Management Pty Ltd Ceased 2017-03-03
MICHAEL JOHN BACK Australasia Wealth Services and Management Pty Ltd Ceased 2016-07-14
CHEE MENG ONG Australasia Wealth Services and Management Pty Ltd Ceased 2015-09-23
PHILLIP ALLAN THOMAS Australasia Wealth Services and Management Pty Ltd Ceased 2015-03-07
PATRICK COWAN GUILDFORD Australasia Wealth Services and Management Pty Ltd Current 2015-01-19
JAYESH KASIM Australasia Wealth Services and Management Pty Ltd Current 2014-10-01
RAHULKUMAR RAVJIBHAI PATEL Australasia Wealth Services and Management Pty Ltd Ceased 2014-08-22
ALICIA EE PHEN TAN Australasia Wealth Services and Management Pty Ltd Current 2014-07-28
TONY MCLELLAN STOCKS Australasia Wealth Services and Management Pty Ltd Ceased 2014-06-25

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LEIGH HARRY SCOTT Australasia Wealth Services and Management Pty Ltd Ceased 2017-03-03
MICHAEL JOHN BACK Australasia Wealth Services and Management Pty Ltd Ceased 2016-07-14
CHEE MENG ONG Australasia Wealth Services and Management Pty Ltd Ceased 2015-09-23
PHILLIP ALLAN THOMAS Australasia Wealth Services and Management Pty Ltd Ceased 2015-03-07
PATRICK COWAN GUILDFORD Australasia Wealth Services and Management Pty Ltd Current 2015-01-19
JAYESH KASIM Australasia Wealth Services and Management Pty Ltd Current 2014-10-01
RAHULKUMAR RAVJIBHAI PATEL Australasia Wealth Services and Management Pty Ltd Ceased 2014-08-22
ALICIA EE PHEN TAN Australasia Wealth Services and Management Pty Ltd Current 2014-07-28
TONY MCLELLAN STOCKS Australasia Wealth Services and Management Pty Ltd Ceased 2014-06-25

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.