WAYNE DAVID SPELLEKEN

Licensee: YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED

WAYNE DAVID SPELLEKEN (Adviser# 000276801) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 15, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name WAYNE DAVID SPELLEKEN
Adviser Number 000276801
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000323825
YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence ABN 93128650037
Adviser Start Date 2016-04-15
Appointing Representative Name YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Appointing Representative Number 000323825
Appointing Representative ABN 93128650037
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • WAYNE DAVID SPELLEKEN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Deakin University
Diploma of Financial Services (Finance/Mortgage Broking Management) Deakin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000323825 YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED 2016-04-15 - YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
000234459 AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
Licence controlled by: AUSTRALIAN UNITY LIMITED
2013-04-17 - 2015-11-04 AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
000236552 PROSPERITUS PTY LTD
Licence controlled by: AMP LIMITED
2011-03-14 - 2013-03-05 WAYNE DAVID SPELLEKEN
000226360 A.C.N. 102 708 725 PTY LTD 2004-06-02 - 2011-12-22 WAYNE DAVID SPELLEKEN

Licensee Information

Licence Name YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence Number 000323825
Licence ABN 93128650037

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
STEPHEN RIX Yellow Brick Road Wealth Management Pty Limited Current 2018-07-20
SCOTT JAMES NICHOLLS Yellow Brick Road Wealth Management Pty Limited Current 2018-07-13
JOHN THEODORAKOPOULOS Yellow Brick Road Wealth Management Pty Limited Current 2018-06-29
JOHN THEODORAKOPOULOS Yellow Brick Road Wealth Management Pty Limited Ceased 2018-06-29
SHARON MAREE WALKER Yellow Brick Road Wealth Management Pty Limited Current 2018-06-28
KELLY MARTINE WESELMANN Yellow Brick Road Wealth Management Pty Limited Ceased 2018-04-04
JOHN HALL Yellow Brick Road Wealth Management Pty Limited Current 2017-08-29
MEHMET TAVLI Yellow Brick Road Wealth Management Pty Limited Current 2017-08-02
PETER NICHOLAS AMIRADAKI Yellow Brick Road Wealth Management Pty Limited Current 2017-07-11
CHRISTOPHER TURTLE Yellow Brick Road Wealth Management Pty Limited Current 2017-06-20

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.