JAMES THOMAS


Licensee: LFG FINANCIAL SERVICES LTD

JAMES THOMAS (Adviser# 000279567) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 11, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name JAMES THOMAS
Adviser Number 000279567
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000227096
LFG FINANCIAL SERVICES LTD
Licence ABN 28101927413
Adviser Start Date 2016-07-11
Adviser End Date 2016-12-19
Appointing Representative Name LFG FINANCIAL SERVICES LTD
Appointing Representative Number 000227096
Appointing Representative ABN 28101927413

Authorisations to provide financial product advice

  • JAMES THOMAS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000227096 LFG FINANCIAL SERVICES LTD 2016-07-11 - 2016-12-19 LFG FINANCIAL SERVICES LTD
000246510 AG STOCKBROKING LTD 2004-08-23 - 2007-09-27 JAMES THOMAS

Licensee Information

Licence Name LFG FINANCIAL SERVICES LTD
Licence Number 000227096
Licence ABN 28101927413

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTINE GAYLE LASSEN Lfg Financial Services Ltd Ceased 2016-08-17
TONY BARRY GARNHAM Lfg Financial Services Ltd Current 2015-10-26
BELINDA MARIE PICCIRILLO Lfg Financial Services Ltd Current 2015-09-09
JOHN IAN JOHNSON Lfg Financial Services Ltd Current 2015-03-12
DUNCAN KEN WONG Lfg Financial Services Ltd Ceased 2014-10-02

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTINE GAYLE LASSEN Lfg Financial Services Ltd Ceased 2016-08-17
TONY BARRY GARNHAM Lfg Financial Services Ltd Current 2015-10-26
BELINDA MARIE PICCIRILLO Lfg Financial Services Ltd Current 2015-09-09
JOHN IAN JOHNSON Lfg Financial Services Ltd Current 2015-03-12
DUNCAN KEN WONG Lfg Financial Services Ltd Ceased 2014-10-02

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.