MATTHEW JOHN BAUM

Licensee: SHINEWING AUSTRALIA WEALTH PTY LTD

MATTHEW JOHN BAUM (Adviser# 000282252) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 18, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name MATTHEW JOHN BAUM
Adviser Number 000282252
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000236556
SHINEWING AUSTRALIA WEALTH PTY LTD
Licence ABN 34006341386
Licence Controlled By ShineWing Australia Pty Ltd and HF & R Holdings Pty Ltd
Adviser Start Date 2012-06-18
Appointing Representative Name SHINEWING AUSTRALIA WEALTH PTY LTD
Appointing Representative Number 000236556
Appointing Representative ABN 34006341386
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • MATTHEW JOHN BAUM
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services Tribeca Leaning (Aust) Pty Ltd
Bachelor of Commerce Curtin University
CFP Financial Planning Association of Australia (FPA)
Diploma of Financial Services (Financial Planning) AMP/ NSW Vocational and Training Accreditation Board
Specialist Knowledge Securities FINSIA

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236556 SHINEWING AUSTRALIA WEALTH PTY LTD
Licence controlled by: ShineWing Australia Pty Ltd and HF & R Holdings Pty Ltd
2012-06-18 - SHINEWING AUSTRALIA WEALTH PTY LTD
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2010-03-01 - 2012-06-01 MATTHEW JOHN BAUM

Licensee Information

Licence Name SHINEWING AUSTRALIA WEALTH PTY LTD
Licence Number 000236556
Licence ABN 34006341386

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMIE MICHELLE DUNN Shinewing Australia Wealth Pty Ltd Ceased 2017-04-19
EVAN PAUL FOUDOULIS Shinewing Australia Wealth Pty Ltd Current 2016-07-01
ROCHELLE TANIA BROGAN Shinewing Australia Wealth Pty Ltd Current 2016-07-01
KEEGAN DONAL O'ROURKE Shinewing Australia Wealth Pty Ltd Current 2016-04-26
DAVID JASON FOORD Shinewing Australia Wealth Pty Ltd Current 2004-07-07
DANIEL JOHN MINIHAN Shinewing Australia Wealth Pty Ltd Current 2004-01-01
JOHN CHARLES BARBOUR Shinewing Australia Wealth Pty Ltd Current 2004-01-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMIE MICHELLE DUNN Shinewing Australia Wealth Pty Ltd Ceased 2017-04-19
EVAN PAUL FOUDOULIS Shinewing Australia Wealth Pty Ltd Current 2016-07-01
ROCHELLE TANIA BROGAN Shinewing Australia Wealth Pty Ltd Current 2016-07-01
KEEGAN DONAL O'ROURKE Shinewing Australia Wealth Pty Ltd Current 2016-04-26
DAVID JASON FOORD Shinewing Australia Wealth Pty Ltd Current 2004-07-07
DANIEL JOHN MINIHAN Shinewing Australia Wealth Pty Ltd Current 2004-01-01
JOHN CHARLES BARBOUR Shinewing Australia Wealth Pty Ltd Current 2004-01-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.