GERARD JOHN DUFFY (Adviser# 000283046) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 10, 2017.
Register Name | Financial Advisers |
Adviser Name | GERARD JOHN DUFFY |
Adviser Number | 000283046 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 1996 |
Financial Service (AFS) Licence |
Licence# 000232705 HILLROSS FINANCIAL SERVICES LIMITED |
Licence ABN | 77003323055 |
Licence Controlled By |
AMP ADVICE HOLDINGS PTY LTD AMP LIMITED [Date Ceased: 27/02/2016] |
Adviser Start Date | 2017-04-10 |
Appointing Representative Name | HILLROSS FINANCIAL SERVICES LIMITED |
Appointing Representative Number | 000232705 |
Appointing Representative ABN | 77003323055 |
Memberships | CFP - Certified Financial Planner (FPA) |
Further Restrictions | One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
|
Qualification / Degree | Institute / School |
---|---|
Bachelor of Arts (Economics) | University of London |
Diploma of Financial Planning | Financial Planning Association of Australia (FPA) |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2017-04-10 - | HILLROSS FINANCIAL SERVICES LIMITED |
000323825 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED | 2013-01-14 - 2016-08-16 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
000239183 | AON HEWITT FINANCIAL ADVICE LIMITED | 2012-01-19 - 2013-01-11 | |
000237531 | ANZ SECURITIES LIMITED | 2008-04-05 - 2011-11-19 |
Licence Name | HILLROSS FINANCIAL SERVICES LIMITED |
Licence Number | 000232705 |
Licence ABN | 77003323055 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CHARITH FRANCIS RODRIGO | Hillross Financial Services Limited | Current | 2018-08-27 |
COREY BLATTMAN | Hillross Financial Services Limited | Current | 2018-08-17 |
DAVID WILLIAM STOGDALE | Hillross Financial Services Limited | Current | 2018-08-09 |
EDWARD JOHN MACARTNEY | Hillross Financial Services Limited | Current | 2018-07-24 |
KIERAN IAN BROGLE | Hillross Financial Services Limited | Current | 2018-07-06 |
MADDISON PRICE | Hillross Financial Services Limited | Current | 2018-07-03 |
ANTONIA BABANIS | Hillross Financial Services Limited | Current | 2018-06-21 |
FENGLIN JIA | Hillross Financial Services Limited | Current | 2018-06-14 |
JACOB DANIEL PAMA | Hillross Financial Services Limited | Current | 2018-06-13 |
MICHAEL JOHN WEDLOCK | Hillross Financial Services Limited | Current | 2018-05-30 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.