JULIO HECTOR RIOS


Licensee: STEWARDS CAPITAL GROUP PTY LTD

JULIO HECTOR RIOS (Adviser# 000287852) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 31, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name JULIO HECTOR RIOS
Adviser Number 000287852
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1999
Financial Service (AFS) Licence Licence# 000409535
STEWARDS CAPITAL GROUP PTY LTD
Licence ABN 93112249135
Licence Controlled By HARRIS FRASER GROUP LIMITED
Adviser Start Date 2012-01-31
Appointing Representative Name STEWARDS CAPITAL GROUP PTY LTD
Appointing Representative Number 000409535
Appointing Representative ABN 93112249135
Memberships Association of Independently Owned Financial Professionals (AIOFP)

Authorisations to provide financial product advice

  • JULIO HECTOR RIOS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business UNIVERSITY OF WESTERN SYDNEY
DFP Taxation - Deakin University
Diploma of Financial Planning Securities Institute of Australia
Self Managed Superannuation Funds Charter Financial Plannning

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000409535 STEWARDS CAPITAL GROUP PTY LTD
Licence controlled by: HARRIS FRASER GROUP LIMITED
2012-01-31 - STEWARDS CAPITAL GROUP PTY LTD
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2010-01-10 - 2012-01-16 JULIO HECTOR RIOS

Licensee Information

Licence Name STEWARDS CAPITAL GROUP PTY LTD
Licence Number 000409535
Licence ABN 93112249135

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DANIEL GLENN BLACKMAN Stewards Capital Group Pty Ltd Ceased 2016-12-15
HAKEM DIRSHE Stewards Capital Group Pty Ltd Ceased 2016-09-08
MARC SPICER Stewards Capital Group Pty Ltd Ceased 2015-10-18
DAVID CHARLES HUGGINS Stewards Capital Group Pty Ltd Ceased 2015-02-01
MARC GEARY Stewards Capital Group Pty Ltd Current 2011-11-01
LYNDON ARTHURSON Stewards Capital Group Pty Ltd Current 2011-11-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DANIEL GLENN BLACKMAN Stewards Capital Group Pty Ltd Ceased 2016-12-15
HAKEM DIRSHE Stewards Capital Group Pty Ltd Ceased 2016-09-08
MARC SPICER Stewards Capital Group Pty Ltd Ceased 2015-10-18
DAVID CHARLES HUGGINS Stewards Capital Group Pty Ltd Ceased 2015-02-01
MARC GEARY Stewards Capital Group Pty Ltd Current 2011-11-01
LYNDON ARTHURSON Stewards Capital Group Pty Ltd Current 2011-11-01

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.