JAMES WALLACE (Adviser# 000291013) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 20, 2005.
| Register Name | Financial Advisers |
| Adviser Name | JAMES WALLACE |
| Adviser Number | 000291013 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1995 |
| Financial Service (AFS) Licence |
Licence# 000259938 FORSYTHS FINANCIAL SERVICES PTY LTD |
| Licence ABN | 89103898988 |
| Licence Controlled By | FORSYTHS BUSINESS SERVICES PTY LTD |
| Adviser Start Date | 2005-07-20 |
| Adviser End Date | 2016-04-29 |
| Appointing Representative Name | FORSYTHS FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000259938 |
| Appointing Representative ABN | 89103898988 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000259938 |
FORSYTHS FINANCIAL SERVICES PTY LTD
Licence controlled by: FORSYTHS BUSINESS SERVICES PTY LTD |
2005-07-20 - 2016-04-29 | FORSYTHS FINANCIAL SERVICES PTY LTD |
| Licence Name | FORSYTHS FINANCIAL SERVICES PTY LTD |
| Licence Number | 000259938 |
| Licence ABN | 89103898988 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ALEX THOMAS | Forsyths Financial Services Pty Ltd | Current | 2017-09-14 |
| WILLIAM BEN LOCKWOOD | Forsyths Financial Services Pty Ltd | Current | 2016-10-04 |
| LARA JOANNE GILL | Forsyths Financial Services Pty Ltd | Current | 2015-12-10 |
| JULIE ANN SHERWOOD | Forsyths Financial Services Pty Ltd | Current | 2015-09-25 |
| CRAIG BENHAM | Forsyths Financial Services Pty Ltd | Current | 2006-11-10 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ALEX THOMAS | Forsyths Financial Services Pty Ltd | Current | 2017-09-14 |
| WILLIAM BEN LOCKWOOD | Forsyths Financial Services Pty Ltd | Current | 2016-10-04 |
| LARA JOANNE GILL | Forsyths Financial Services Pty Ltd | Current | 2015-12-10 |
| JULIE ANN SHERWOOD | Forsyths Financial Services Pty Ltd | Current | 2015-09-25 |
| CRAIG BENHAM | Forsyths Financial Services Pty Ltd | Current | 2006-11-10 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.