JAMES MALLIAROS

Licensee: GILHAM FINANCIAL MANAGEMENT PTY LTD

JAMES MALLIAROS (Adviser# 000291633) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 5, 2005.

Adviser Overview

Register Name Financial Advisers
Adviser Name JAMES MALLIAROS
Adviser Number 000291633
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000229401
GILHAM FINANCIAL MANAGEMENT PTY LTD
Licence ABN 69006679394
Adviser Start Date 2005-08-05
Appointing Representative Name GILHAM FINANCIAL MANAGEMENT PTY LTD
Appointing Representative Number 000229401
Appointing Representative ABN 69006679394

Authorisations to provide financial product advice

  • JAMES MALLIAROS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan
Bachelor of Economics / Science Monash University
SMSF Specialist Advisor SMSF Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000229401 GILHAM FINANCIAL MANAGEMENT PTY LTD 2005-08-05 - GILHAM FINANCIAL MANAGEMENT PTY LTD

Licensee Information

Licence Name GILHAM FINANCIAL MANAGEMENT PTY LTD
Licence Number 000229401
Licence ABN 69006679394

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICOLA LOUISE BESWICK Gilham Financial Management Pty Ltd Current 2016-06-01
BREE EMILY HALLETT Gilham Financial Management Pty Ltd Current 2014-02-06
PATRICK WILLIAM MALCOLM Gilham Financial Management Pty Ltd Current 2004-07-01
PAUL JAMES NICOL Gilham Financial Management Pty Ltd Current 2003-07-11
ANTHONY GEORGE GILHAM Gilham Financial Management Pty Ltd Ceased 2003-07-11

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICOLA LOUISE BESWICK Gilham Financial Management Pty Ltd Current 2016-06-01
BREE EMILY HALLETT Gilham Financial Management Pty Ltd Current 2014-02-06
PATRICK WILLIAM MALCOLM Gilham Financial Management Pty Ltd Current 2004-07-01
PAUL JAMES NICOL Gilham Financial Management Pty Ltd Current 2003-07-11
ANTHONY GEORGE GILHAM Gilham Financial Management Pty Ltd Ceased 2003-07-11

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.