STEPHEN KENNETH FARRELL (Adviser# 000296691) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 14, 2012.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN KENNETH FARRELL |
| Adviser Number | 000296691 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000427218 GUIDED WEALTH PTY LTD |
| Adviser Start Date | 2012-11-14 |
| Appointing Representative Name | GUIDED WEALTH PTY LTD |
| Appointing Representative Number | 000427218 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce | University of Melbourne |
| Graduate Diploma in Applied Finance and Investment | Securities Institute |
| Graduate Diploma of Financial Planning | Finsia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000427218 | GUIDED WEALTH PTY LTD | 2012-11-14 - | GUIDED WEALTH PTY LTD |
| 000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD |
2011-08-05 - 2012-11-14 | STEPHEN KENNETH FARRELL |
| 000240687 |
SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2008-08-12 - 2011-08-05 | STEPHEN KENNETH FARRELL |
| 000234663 |
JIGSAW SUPPORT SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD |
2007-09-27 - 2008-08-08 | STEPHEN KENNETH FARRELL |
| Licence Name | GUIDED WEALTH PTY LTD |
| Licence Number | 000427218 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.