STEVEN JAMES WOOD


Licensee: AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD

STEVEN JAMES WOOD (Adviser# 000298139) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 4, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEVEN JAMES WOOD
Adviser Number 000298139
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000226405
AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
Licence ABN 93068486126
Adviser Start Date 2017-09-04
Appointing Representative Name AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
Appointing Representative Number 000226405
Appointing Representative ABN 93068486126

Authorisations to provide financial product advice

  • STEVEN JAMES WOOD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Services (Financial Planning) Tribeca

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000226405 AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD 2017-09-04 - AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
000326450 WEALTHSURE FINANCIAL SERVICES PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
2015-03-01 - 2017-08-02 WEALTHSURE FINANCIAL SERVICES PTY LTD
000238030 WEALTHSURE PTY LTD 2007-08-10 - 2015-02-28

Licensee Information

Licence Name AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
Licence Number 000226405
Licence ABN 93068486126

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LYALL DOUGLAS JONES Australian Investment and Insurance Group Pty Ltd Current 2018-07-05
MARI NGUYEN Australian Investment and Insurance Group Pty Ltd Current 2018-07-05
MICHAEL JAMES KING Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
CRAIG EDWARD WILLIAMS Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
JASON YU Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
LUKE CHRISTOPHER WILLIAMS Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
BRUNO VALDIS STRAZDINS Australian Investment and Insurance Group Pty Ltd Current 2018-03-22
RICHARD JAMES ANDERSON Australian Investment and Insurance Group Pty Ltd Current 2015-03-30
ARNOLD JOHN FEIL Australian Investment and Insurance Group Pty Ltd Current 2011-01-01
DEREK MICHAEL MURPHY Australian Investment and Insurance Group Pty Ltd Current 2011-01-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.