SONYA JOY CATTERALL (Adviser# 000298948) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 19, 2017.
Register Name | Financial Advisers |
Adviser Name | SONYA JOY CATTERALL |
Adviser Number | 000298948 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 2000 |
Financial Service (AFS) Licence |
Licence# 000236523 INFOCUS SECURITIES AUSTRALIA PTY LTD |
Licence ABN | 47097797049 |
Licence Controlled By | STEINHARDT HOLDINGS PTY LTD |
Adviser Start Date | 2017-09-19 |
Adviser End Date | 2017-12-14 |
Appointing Representative Name | INFOCUS SECURITIES AUSTRALIA PTY LTD |
Appointing Representative Number | 000236523 |
Appointing Representative ABN | 47097797049 |
Further Restrictions | Direct Equities excludes direct equities advice |
|
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice |
2017-09-19 - 2017-12-14 | INFOCUS SECURITIES AUSTRALIA PTY LTD |
000478700 | PARAGON WEALTH SOLUTIONS PTY LTD | 2015-10-08 - 2017-09-18 | PARAGON WEALTH SOLUTIONS PTY LTD |
000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2011-10-07 - 2015-07-06 | AMP FINANCIAL PLANNING PTY LIMITED |
000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2010-08-13 - 2011-10-06 |
Licence Name | INFOCUS SECURITIES AUSTRALIA PTY LTD |
Licence Number | 000236523 |
Licence ABN | 47097797049 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JESSICA PAIGE HALL | Infocus Securities Australia Pty Ltd | Current | 2018-08-30 |
CRAIG STEVEN MELDRUM | Infocus Securities Australia Pty Ltd | Current | 2018-08-22 |
JEFFREY WILLIAM MITCHELL | Infocus Securities Australia Pty Ltd | Current | 2018-08-22 |
REGINALD ARTHUR SHERIDAN | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
SCOTT DAVID MALCOLM | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
DAVID WARREN MCNEICE | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
MICHAEL LOUIS SCHEMBRI | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
NATHAN WHITFIELD | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
STEVEN JAMES MARTIN | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
ROSS KONTOMINAS | Infocus Securities Australia Pty Ltd | Current | 2018-08-07 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.