FRANK MATTHEW SMITH

Licensee: SMITH COFFEY SECURITIES PTY LTD

FRANK MATTHEW SMITH (Adviser# 000299549) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 1, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name FRANK MATTHEW SMITH
Adviser Number 000299549
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1995
Financial Service (AFS) Licence Licence# 000237971
SMITH COFFEY SECURITIES PTY LTD
Licence ABN 19008812208
Adviser Start Date 2013-03-01
Appointing Representative Name SMITH COFFEY SECURITIES PTY LTD
Appointing Representative Number 000237971
Appointing Representative ABN 19008812208
Memberships Financial Planning Association of Australia (FPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • FRANK MATTHEW SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • FHSA Issued Non ADI

Qualifications and training history

Qualification / Degree Institute / School
Certified Financial Planner Financial Planning Association
Certified Financial Planner Financial Planning Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237971 SMITH COFFEY SECURITIES PTY LTD 2013-03-01 - SMITH COFFEY SECURITIES PTY LTD
000237972 SMITH COFFEY PTY LTD 2013-03-01 - SMITH COFFEY PTY LTD

Licensee Information

Licence Name SMITH COFFEY SECURITIES PTY LTD
Licence Number 000237971
Licence ABN 19008812208

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NATALIE ELIZABETH CONROY Smith Coffey Securities Pty Ltd Current 2018-01-31
MICHAEL DEENY Smith Coffey Securities Pty Ltd Current 2017-05-31
MICHAEL CLIFFORD COFFEY Smith Coffey Securities Pty Ltd Current 2013-03-01
STEPHEN WILLIAM JONES Smith Coffey Securities Pty Ltd Current 2013-03-01
JEFFREY DOUGLAS CHIN Smith Coffey Securities Pty Ltd Current 2013-03-01
MARK ROBERT KYNASTON Smith Coffey Securities Pty Ltd Current 2013-03-01
MILES DRUMMOND METCALF Smith Coffey Securities Pty Ltd Current 2013-03-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NATALIE ELIZABETH CONROY Smith Coffey Securities Pty Ltd Current 2018-01-31
MICHAEL DEENY Smith Coffey Securities Pty Ltd Current 2017-05-31
MICHAEL CLIFFORD COFFEY Smith Coffey Securities Pty Ltd Current 2013-03-01
STEPHEN WILLIAM JONES Smith Coffey Securities Pty Ltd Current 2013-03-01
JEFFREY DOUGLAS CHIN Smith Coffey Securities Pty Ltd Current 2013-03-01
MARK ROBERT KYNASTON Smith Coffey Securities Pty Ltd Current 2013-03-01
MILES DRUMMOND METCALF Smith Coffey Securities Pty Ltd Current 2013-03-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.