NICOLE SMART


Licensee: WATERMARK AFSL PTY LTD

NICOLE SMART (Adviser# 000305185) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 19, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICOLE SMART
Adviser Number 000305185
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000355042
WATERMARK AFSL PTY LTD
Licence ABN 49143473287
Licence Controlled By MWL FINANCIAL GROUP PTY LTD
W FOUR HOLDING PTY LTD
Adviser Start Date 2010-11-19
Adviser End Date 2016-07-01
Appointing Representative Name WESTWOOD GROUP PTY LTD
Appointing Representative Number 000305184
Appointing Representative ABN 28009764452
Further Restrictions Authorised to provide personal financial product advice to retail clients on: Managed investment schemes - MDA Services

Authorisations to provide financial product advice

  • NICOLE SMART

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000355042 WATERMARK AFSL PTY LTD
Licence controlled by: MWL FINANCIAL GROUP PTY LTD ~ W FOUR HOLDING PTY LTD
Further restrictions: Authorised to provide personal financial product advice to retail clients on: Managed investment schemes - MDA Services
2010-11-19 - 2016-07-01 WESTWOOD GROUP PTY LTD

Licensee Information

Licence Name WATERMARK AFSL PTY LTD
Licence Number 000355042
Licence ABN 49143473287

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PETER BRIAN ROWSELL Watermark Afsl Pty Ltd Current 2012-03-05
REBECCA JOAN STACEY Watermark Afsl Pty Ltd Current 2010-11-19

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PETER BRIAN ROWSELL Watermark Afsl Pty Ltd Current 2012-03-05
REBECCA JOAN STACEY Watermark Afsl Pty Ltd Current 2010-11-19

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.