STEPHEN RIX (Adviser# 000309368) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 20, 2018.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN RIX |
| Adviser Number | 000309368 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000323825 YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Licence ABN | 93128650037 |
| Adviser Start Date | 2018-07-20 |
| Appointing Representative Name | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Appointing Representative Number | 000323825 |
| Appointing Representative ABN | 93128650037 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Tier 1 Insurance Broking | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000323825 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED | 2018-07-20 - | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Licence Name | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Licence Number | 000323825 |
| Licence ABN | 93128650037 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SCOTT JAMES NICHOLLS | Yellow Brick Road Wealth Management Pty Limited | Current | 2018-07-13 |
| JOHN THEODORAKOPOULOS | Yellow Brick Road Wealth Management Pty Limited | Current | 2018-06-29 |
| JOHN THEODORAKOPOULOS | Yellow Brick Road Wealth Management Pty Limited | Ceased | 2018-06-29 |
| SHARON MAREE WALKER | Yellow Brick Road Wealth Management Pty Limited | Current | 2018-06-28 |
| KELLY MARTINE WESELMANN | Yellow Brick Road Wealth Management Pty Limited | Ceased | 2018-04-04 |
| JOHN HALL | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-08-29 |
| MEHMET TAVLI | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-08-02 |
| PETER NICHOLAS AMIRADAKI | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-07-11 |
| CHRISTOPHER TURTLE | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-06-20 |
| TIMOTHY GRAHAM KLINGBIEL | Yellow Brick Road Wealth Management Pty Limited | Ceased | 2017-06-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.