MARI NGUYEN


Licensee: AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD

MARI NGUYEN (Adviser# 000317240) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name MARI NGUYEN
Adviser Number 000317240
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000226405
AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
Licence ABN 93068486126
Adviser Start Date 2018-07-05
Appointing Representative Name AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
Appointing Representative Number 000226405
Appointing Representative ABN 93068486126

Authorisations to provide financial product advice

  • MARI NGUYEN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning FNS60404 Mentor Education group
Diploma of Financial Planning FNS50804 Mentor Education group

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000226405 AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD 2018-07-05 - AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2013-05-01 - 2018-07-05 DOVER FINANCIAL ADVISERS PTY LTD
000238318 ARTHUR J. GALLAGHER (LIFE SOLUTIONS) LIMITED
Licence controlled by: OAMPS LTD.
2011-11-11 - 2013-05-01
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2010-12-21 - 2011-11-09
000288749 FP INVESTMENT PARTNERS PTY LTD 2009-02-01 - 2010-11-18

Licensee Information

Licence Name AUSTRALIAN INVESTMENT AND INSURANCE GROUP PTY LTD
Licence Number 000226405
Licence ABN 93068486126

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LYALL DOUGLAS JONES Australian Investment and Insurance Group Pty Ltd Current 2018-07-05
MICHAEL JAMES KING Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
CRAIG EDWARD WILLIAMS Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
JASON YU Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
LUKE CHRISTOPHER WILLIAMS Australian Investment and Insurance Group Pty Ltd Current 2018-07-04
BRUNO VALDIS STRAZDINS Australian Investment and Insurance Group Pty Ltd Current 2018-03-22
STEVEN JAMES WOOD Australian Investment and Insurance Group Pty Ltd Current 2017-09-04
RICHARD JAMES ANDERSON Australian Investment and Insurance Group Pty Ltd Current 2015-03-30
ARNOLD JOHN FEIL Australian Investment and Insurance Group Pty Ltd Current 2011-01-01
DEREK MICHAEL MURPHY Australian Investment and Insurance Group Pty Ltd Current 2011-01-01

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.