NICHOLAS JAMES WORRALL

Licensee: 708 CAPITAL PTY LTD

NICHOLAS JAMES WORRALL (Adviser# 000319258) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 2, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICHOLAS JAMES WORRALL
Adviser Number 000319258
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000386279
708 CAPITAL PTY LTD
Licence ABN 17142319202
Adviser Start Date 2013-04-02
Appointing Representative Name 708 CAPITAL PTY LTD
Appointing Representative Number 000386279
Appointing Representative ABN 17142319202

Authorisations to provide financial product advice

  • NICHOLAS JAMES WORRALL
  • ·
  • Derivative
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma North Sydney TAFE
Advanced Diploma North Sydney TAFE
Bachelor Of Business Uni of western Sydney
Bachelor of Business Uni of Western Sydney
SDIA PS 146 Deakin University
SDIA PS 146 Deakin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000386279 708 CAPITAL PTY LTD 2013-04-02 - 708 CAPITAL PTY LTD

Licensee Information

Licence Name 708 CAPITAL PTY LTD
Licence Number 000386279
Licence ABN 17142319202

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SAM ALFRED FOGARTY 708 Capital Pty Ltd Current 2017-08-08
MAXIMILIAN FRANCIS OLAF LUDOWICI 708 Capital Pty Ltd Current 2016-08-15
MATTHEW LUMB 708 Capital Pty Ltd Current 2011-03-26
LAWRENCE BUONO 708 Capital Pty Ltd Current 2011-03-26

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SAM ALFRED FOGARTY 708 Capital Pty Ltd Current 2017-08-08
MAXIMILIAN FRANCIS OLAF LUDOWICI 708 Capital Pty Ltd Current 2016-08-15
MATTHEW LUMB 708 Capital Pty Ltd Current 2011-03-26
LAWRENCE BUONO 708 Capital Pty Ltd Current 2011-03-26

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.