MICHAEL PAPPAS


Licensee: YX BALL FINANCIAL PTY LTD

MICHAEL PAPPAS (Adviser# 000324780) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 1, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name MICHAEL PAPPAS
Adviser Number 000324780
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2008
Financial Service (AFS) Licence Licence# 000436232
YX BALL FINANCIAL PTY LTD
Licence ABN 96117009588
Adviser Start Date 2013-06-01
Appointing Representative Name YX BALL FINANCIAL PTY LTD
Appointing Representative Number 000436232
Appointing Representative ABN 96117009588
Memberships Financial Services Institute of Australasia

Authorisations to provide financial product advice

  • MICHAEL PAPPAS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business (Management) Monash University
Diploma of Financial Services (Financial Planning) Financial Services Institute of Australasia
Margin Lending and Gearing Certificate Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000436232 YX BALL FINANCIAL PTY LTD 2013-06-01 - YX BALL FINANCIAL PTY LTD
000244565 SECURITY NATIONAL FINANCIAL SERVICES PTY. LTD.
Licence controlled by: Michael Kenneth IBBOTSON
2008-05-01 - 2013-05-31 MICHAEL PAPPAS

Licensee Information

Licence Name YX BALL FINANCIAL PTY LTD
Licence Number 000436232
Licence ABN 96117009588

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
REGINALD JOHN BELL Yx Ball Financial Pty Ltd Current 2016-07-01
ELLIOTT FREDERICK YOUNG Yx Ball Financial Pty Ltd Ceased 2016-01-18
ION W WHYKES Yx Ball Financial Pty Ltd Current 2013-06-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
REGINALD JOHN BELL Yx Ball Financial Pty Ltd Current 2016-07-01
ELLIOTT FREDERICK YOUNG Yx Ball Financial Pty Ltd Ceased 2016-01-18
ION W WHYKES Yx Ball Financial Pty Ltd Current 2013-06-01

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.