DAVID RICHARD MCGREGOR (Adviser# 000328690) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 28, 2008.
| Register Name | Financial Advisers |
| Adviser Name | DAVID RICHARD MCGREGOR |
| Adviser Number | 000328690 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 55779972930 |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000245514 N.C. BRUINING AND ASSOCIATES PTY LTD |
| Licence ABN | 67009245827 |
| Adviser Start Date | 2008-07-28 |
| Appointing Representative Name | N.C. BRUINING AND ASSOCIATES PTY LTD |
| Appointing Representative Number | 000245514 |
| Appointing Representative ABN | 67009245827 |
| Further Restrictions | (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii) debentures, stocks or bonds issued or proposed to be issued by a government; (iii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iv) interests in managed investment schemes including: (A) the investor directed portfolio service known as "Asgard Portfolio Management"; and (B) the investor directed portfolio service known as "Navigator Portfolio Managment"; (v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 199 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce (Accounting) | University of Notre Dame |
| CFP | FPA |
| Graduate Certificate Financial Planning | FINSIA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000245514 |
N.C. BRUINING AND ASSOCIATES PTY LTD
Further restrictions: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii) debentures, stocks or bonds issued or proposed to be issued by a government; (iii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iv) interests in managed investment schemes including: (A) the investor directed portfolio service known as "Asgard Portfolio Management"; and (B) the investor directed portfolio service known as "Navigator Portfolio Managment"; (v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 199 |
2008-07-28 - | N.C. BRUINING AND ASSOCIATES PTY LTD |
| Licence Name | N.C. BRUINING AND ASSOCIATES PTY LTD |
| Licence Number | 000245514 |
| Licence ABN | 67009245827 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTOPHER PAUL PRITCHARD | N.c. Bruining and Associates Pty Ltd | Current | 2018-06-11 |
| PETER JOHN WEBSTER | N.c. Bruining and Associates Pty Ltd | Current | 2017-01-19 |
| BENJAMIN CHARLES COOMBE | N.c. Bruining and Associates Pty Ltd | Current | 2014-02-24 |
| ANNETTE ELIZABETH SINCLAIR | N.c. Bruining and Associates Pty Ltd | Current | 2012-06-21 |
| NICHOLAS CHARLES BRUINING | N.c. Bruining and Associates Pty Ltd | Current | 2004-01-06 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTOPHER PAUL PRITCHARD | N.c. Bruining and Associates Pty Ltd | Current | 2018-06-11 |
| PETER JOHN WEBSTER | N.c. Bruining and Associates Pty Ltd | Current | 2017-01-19 |
| BENJAMIN CHARLES COOMBE | N.c. Bruining and Associates Pty Ltd | Current | 2014-02-24 |
| ANNETTE ELIZABETH SINCLAIR | N.c. Bruining and Associates Pty Ltd | Current | 2012-06-21 |
| NICHOLAS CHARLES BRUINING | N.c. Bruining and Associates Pty Ltd | Current | 2004-01-06 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.