MATTHEW DAVID LOCK (Adviser# 000328921) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 10, 2015.
| Register Name | Financial Advisers |
| Adviser Name | MATTHEW DAVID LOCK |
| Adviser Number | 000328921 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1985 |
| Financial Service (AFS) Licence |
Licence# 000450198 STEWARDS AFSL PTY LTD |
| Licence ABN | 63166457932 |
| Adviser Start Date | 2015-02-10 |
| Appointing Representative Name | STEWARDS AFSL PTY LTD |
| Appointing Representative Number | 000450198 |
| Appointing Representative ABN | 63166457932 |
| Memberships |
CPA Australia (CPA) Governance Institute of Australia (GIA) Society of Trust and Estate Practioners (STEP) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business | University of South Australia |
| Certificate in Governance and Risk Management | Governance Institute of Australia |
| Masters of Business Marketing | Charles Sturt University |
| RG 146 | Mentor Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000450198 | STEWARDS AFSL PTY LTD | 2015-02-10 - | STEWARDS AFSL PTY LTD |
| 000308200 |
ADVICENET PTY LTD
Licence controlled by: SARGON CAPITAL PTY LTD |
2012-09-10 - 2014-02-11 | MATTHEW DAVID LOCK |
| 000297276 |
PARAGEM PTY LIMITED
Licence controlled by: HUB24 LIMITED |
2010-09-28 - 2012-06-29 | MATTHEW DAVID LOCK |
| 000229892 |
LIFESPAN FINANCIAL PLANNING PTY LTD
Licence controlled by: Castleguard Trust |
2008-08-18 - 2010-07-13 | MATTHEW DAVID LOCK |
| Licence Name | STEWARDS AFSL PTY LTD |
| Licence Number | 000450198 |
| Licence ABN | 63166457932 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WAYNE EDWIN LEAR | Stewards Afsl Pty Ltd | Ceased | 2017-09-05 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WAYNE EDWIN LEAR | Stewards Afsl Pty Ltd | Ceased | 2017-09-05 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.