BENJAMIN RICKETTS (Adviser# 000330589) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 6, 2018.
| Register Name | Financial Advisers |
| Adviser Name | BENJAMIN RICKETTS |
| Adviser Number | 000330589 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000339384 AXIES PTY. LTD. |
| Licence ABN | 38136704446 |
| Adviser Start Date | 2018-07-06 |
| Appointing Representative Name | ROCKET WEALTH MANAGEMENT PTY. LTD. |
| Appointing Representative Number | 001249103 |
| Appointing Representative ABN | 39615104151 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Applied Finance | University of South Australia |
| Certificate IV Financial Services (Finance/Mortgage Broking) (Qualification) | TAFE SA |
| Debt Securities | Pinnacle |
| Diploma of Business | South Australian Institute of Business and Technology |
| Diploma of Financial planning | Pinnacle |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000339384 | AXIES PTY. LTD. | 2018-07-06 - | ROCKET WEALTH MANAGEMENT PTY. LTD. |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2016-10-25 - 2018-07-06 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2015-07-22 - 2016-09-28 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | AXIES PTY. LTD. |
| Licence Number | 000339384 |
| Licence ABN | 38136704446 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CARLOS MEDRANO | Axies Pty. Ltd. | Current | 2018-08-20 |
| JOHN ROSS CACHIA | Axies Pty. Ltd. | Current | 2018-08-17 |
| CHRISTOPHER SMITH | Axies Pty. Ltd. | Current | 2018-08-17 |
| LEVENT ALDOGAN | Axies Pty. Ltd. | Current | 2018-08-17 |
| DEEPTI SUBHASH ALURKAR | Axies Pty. Ltd. | Current | 2018-07-18 |
| PAUL HENRI DE THOUARS | Axies Pty. Ltd. | Current | 2018-07-11 |
| BENJAMIN JAMES COLLINS | Axies Pty. Ltd. | Current | 2018-07-09 |
| BARRY VINCENT LYNAM | Axies Pty. Ltd. | Current | 2018-07-06 |
| MICHAEL CURNOW | Axies Pty. Ltd. | Current | 2018-07-06 |
| NIRLEP KALRA | Axies Pty. Ltd. | Current | 2018-07-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.