BENJAMIN RICKETTS


Licensee: AXIES PTY. LTD.

BENJAMIN RICKETTS (Adviser# 000330589) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 6, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name BENJAMIN RICKETTS
Adviser Number 000330589
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2015
Financial Service (AFS) Licence Licence# 000339384
AXIES PTY. LTD.
Licence ABN 38136704446
Adviser Start Date 2018-07-06
Appointing Representative Name ROCKET WEALTH MANAGEMENT PTY. LTD.
Appointing Representative Number 001249103
Appointing Representative ABN 39615104151

Authorisations to provide financial product advice

  • BENJAMIN RICKETTS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Applied Finance University of South Australia
Certificate IV Financial Services (Finance/Mortgage Broking) (Qualification) TAFE SA
Debt Securities Pinnacle
Diploma of Business South Australian Institute of Business and Technology
Diploma of Financial planning Pinnacle

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000339384 AXIES PTY. LTD. 2018-07-06 - ROCKET WEALTH MANAGEMENT PTY. LTD.
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2016-10-25 - 2018-07-06 DOVER FINANCIAL ADVISERS PTY LTD
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2015-07-22 - 2016-09-28 AMP FINANCIAL PLANNING PTY LIMITED

Licensee Information

Licence Name AXIES PTY. LTD.
Licence Number 000339384
Licence ABN 38136704446

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CARLOS MEDRANO Axies Pty. Ltd. Current 2018-08-20
JOHN ROSS CACHIA Axies Pty. Ltd. Current 2018-08-17
CHRISTOPHER SMITH Axies Pty. Ltd. Current 2018-08-17
LEVENT ALDOGAN Axies Pty. Ltd. Current 2018-08-17
DEEPTI SUBHASH ALURKAR Axies Pty. Ltd. Current 2018-07-18
PAUL HENRI DE THOUARS Axies Pty. Ltd. Current 2018-07-11
BENJAMIN JAMES COLLINS Axies Pty. Ltd. Current 2018-07-09
BARRY VINCENT LYNAM Axies Pty. Ltd. Current 2018-07-06
MICHAEL CURNOW Axies Pty. Ltd. Current 2018-07-06
NIRLEP KALRA Axies Pty. Ltd. Current 2018-07-02

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.