VISHAL GUPTA (Adviser# 000334363) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 1, 2017.
| Register Name | Financial Advisers |
| Adviser Name | VISHAL GUPTA |
| Adviser Number | 000334363 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2010 |
| Financial Service (AFS) Licence |
Licence# 000420367 GUIDEWAY FINANCIAL SERVICES PTY LTD |
| Licence ABN | 46156498538 |
| Adviser Start Date | 2017-11-01 |
| Appointing Representative Name | GUIDEWAY FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000420367 |
| Appointing Representative ABN | 46156498538 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advance Diploma in financial Services (FP) | International Institute of Technology |
| Bachelor Of Commerce | Allahabad University |
| Diploma Of Financial Services | International Institute of Technology |
| Estate Planning Foundation Skills | Charles Sturt University |
| SMSF | International Institute of Technology |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000420367 |
GUIDEWAY FINANCIAL SERVICES PTY LTD
Further restrictions: Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised |
2017-11-01 - | GUIDEWAY FINANCIAL SERVICES PTY LTD |
| 000232514 |
INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD. Further restrictions: Scope of Authority: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii) debentures, stocks or bonds issued or proposed to be issued by a Government; (iii) life products including: (A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and (B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; (iv) interests in managed investment schemes including, but not limited to: (A) investor directed portfolio services (IDPS); and (B) managed investment schemes that are IDPS-like schemes; (v) securities;Page 2M:4058704_4 RDC(vi) standard margin lending facility; and (vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs); (b) dea |
2016-08-04 - 2017-10-31 | INDUSTRY FUND SERVICES LIMITED |
| 000238430 |
STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED
Licence controlled by: FSSSP FINANCIAL SERVICES PTY LIMITED ~ SAS TRUSTEE CORPORATION [Date Ceased: 21/10/2016] |
2013-11-18 - 2016-07-08 | STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED |
| 000302511 | AMP CAPITAL INVESTMENT MANAGEMENT PTY LIMITED | 2011-10-01 - 2013-11-18 | |
| 000227611 | SCIVENTURES INVESTMENTS PTY LTD | 2010-04-01 - 2011-09-01 |
| Licence Name | GUIDEWAY FINANCIAL SERVICES PTY LTD |
| Licence Number | 000420367 |
| Licence ABN | 46156498538 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| RICHARD PURCHASE | Guideway Financial Services Pty Ltd | Current | 2018-07-19 |
| CHRISTOPHER PARSONS | Guideway Financial Services Pty Ltd | Current | 2018-07-19 |
| BENJAMIN PETER BASEDOW | Guideway Financial Services Pty Ltd | Current | 2018-07-16 |
| MANOJ PRASAD SHARMA | Guideway Financial Services Pty Ltd | Current | 2018-04-09 |
| JESSICA LOOI | Guideway Financial Services Pty Ltd | Current | 2018-04-03 |
| JEFFREY WATKINS | Guideway Financial Services Pty Ltd | Current | 2018-02-13 |
| CAMERON TEAGUE | Guideway Financial Services Pty Ltd | Current | 2017-12-18 |
| JOHN MULCAHY | Guideway Financial Services Pty Ltd | Current | 2017-12-18 |
| MARTIN GEE | Guideway Financial Services Pty Ltd | Current | 2017-12-07 |
| BRADLEY JAMES PRICE | Guideway Financial Services Pty Ltd | Current | 2017-12-05 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.