ANTHONY NORMAN RICHARD-PRESTON (Adviser# 000392984) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 31, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ANTHONY NORMAN RICHARD-PRESTON |
| Adviser Number | 000392984 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2000 |
| Financial Service (AFS) Licence |
Licence# 000487758 DOCTORS FINANCIAL SERVICES PTY LIMITED |
| Licence Controlled By | AVANT GROUP HOLDINGS LIMITED |
| Adviser Start Date | 2017-03-31 |
| Appointing Representative Name | DOCTORS FINANCIAL SERVICES PTY LIMITED |
| Appointing Representative Number | 000487758 |
| Memberships |
Financial Planning Association of Australia (FPA) Financial Services Institute of Australia |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce (Accounting, Banking & Finance) | Griffith University |
| Bachelor of Laws | Griffith University |
| Certificate IV in Finance and Mortgage Broking | Kaplan |
| Diploma of Financial Planning | Deakin University |
| Master of Laws (Corporate, Commercial & Tax) | University of New South Wales |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000487758 |
DOCTORS FINANCIAL SERVICES PTY LIMITED
Licence controlled by: AVANT GROUP HOLDINGS LIMITED |
2017-03-31 - | DOCTORS FINANCIAL SERVICES PTY LIMITED |
| 000411766 |
MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Licence controlled by: MERCER (AUSTRALIA) PTY LTD [Date Ceased: 13/04/2016] ~ Marsh Mercer Holdings (Australia) Pty Ltd Further restrictions: Provide general and personal financial product advice to wholesale and retail clients in life risk insurance products and superannuation. |
2016-09-16 - 2017-03-30 | MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD |
| 000232514 |
INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD. |
2012-07-02 - 2016-08-09 | INDUSTRY FUND SERVICES LIMITED |
| 000246801 | TASMAN FUNDS LP | 2010-12-15 - 2012-03-19 | ANTHONY NORMAN RICHARD-PRESTON |
| 000229988 |
INVESTORS MUTUAL LIMITED
Licence controlled by: Natixis Global Asset Management |
2007-01-09 - 2010-01-03 |
| Licence Name | DOCTORS FINANCIAL SERVICES PTY LIMITED |
| Licence Number | 000487758 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.