ANTHONY NORMAN RICHARD-PRESTON


Licensee: DOCTORS FINANCIAL SERVICES PTY LIMITED

ANTHONY NORMAN RICHARD-PRESTON (Adviser# 000392984) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 31, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name ANTHONY NORMAN RICHARD-PRESTON
Adviser Number 000392984
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000487758
DOCTORS FINANCIAL SERVICES PTY LIMITED
Licence Controlled By AVANT GROUP HOLDINGS LIMITED
Adviser Start Date 2017-03-31
Appointing Representative Name DOCTORS FINANCIAL SERVICES PTY LIMITED
Appointing Representative Number 000487758
Memberships Financial Planning Association of Australia (FPA)
Financial Services Institute of Australia

Authorisations to provide financial product advice

  • ANTHONY NORMAN RICHARD-PRESTON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce (Accounting, Banking & Finance) Griffith University
Bachelor of Laws Griffith University
Certificate IV in Finance and Mortgage Broking Kaplan
Diploma of Financial Planning Deakin University
Master of Laws (Corporate, Commercial & Tax) University of New South Wales

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000487758 DOCTORS FINANCIAL SERVICES PTY LIMITED
Licence controlled by: AVANT GROUP HOLDINGS LIMITED
2017-03-31 - DOCTORS FINANCIAL SERVICES PTY LIMITED
000411766 MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Licence controlled by: MERCER (AUSTRALIA) PTY LTD [Date Ceased: 13/04/2016] ~ Marsh Mercer Holdings (Australia) Pty Ltd
Further restrictions: Provide general and personal financial product advice to wholesale and retail clients in life risk insurance products and superannuation.
2016-09-16 - 2017-03-30 MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
000232514 INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD.
2012-07-02 - 2016-08-09 INDUSTRY FUND SERVICES LIMITED
000246801 TASMAN FUNDS LP 2010-12-15 - 2012-03-19 ANTHONY NORMAN RICHARD-PRESTON
000229988 INVESTORS MUTUAL LIMITED
Licence controlled by: Natixis Global Asset Management
2007-01-09 - 2010-01-03

Licensee Information

Licence Name DOCTORS FINANCIAL SERVICES PTY LIMITED
Licence Number 000487758

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.