BEN HO PAN AU (Adviser# 000403568) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 23, 2017.
| Register Name | Financial Advisers |
| Adviser Name | BEN HO PAN AU |
| Adviser Number | 000403568 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 59652503410 |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000280595 AP FINANCIAL SERVICES GROUP LIMITED |
| Licence ABN | 53098286241 |
| Licence Controlled By | Opes Capital Pty Ltd |
| Adviser Start Date | 2017-06-23 |
| Appointing Representative Name | AP FINANCIAL SERVICES GROUP LIMITED |
| Appointing Representative Number | 000280595 |
| Appointing Representative ABN | 53098286241 |
| Further Restrictions | No. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Chartered Tax Adviser (CTA) | Tax Institute of Australia |
| Diploma in Financial Services (Financial Planning) Partial | CPA Australia |
| Hong Kong Institute of Certified Public Accountants | HKICPA |
| Personal Financial Planning & Superannuation | DEAKIN UNIVERSITY & CPA Australia |
| Registered Tax Agent | Tax Practitioners' Board |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000280595 |
AP FINANCIAL SERVICES GROUP LIMITED
Licence controlled by: Opes Capital Pty Ltd Further restrictions: No. |
2017-06-23 - | AP FINANCIAL SERVICES GROUP LIMITED |
| 000403070 |
PROBIS SECURITIES PTY LIMITED
Licence controlled by: Togaku Holdings Co., Ltd. |
2012-02-01 - 2016-06-30 | |
| 000338241 |
PROBIS FINANCIAL SERVICES LIMITED
Licence controlled by: TOGAKU HOLDINGS CO., LTD. |
2010-09-01 - 2015-05-08 | |
| 000235382 | FLOWERS FINANCIAL MANAGEMENT PTY. LIMITED | 2008-07-01 - 2009-06-30 | |
| 000269158 | UHY HAINES NORTON CORPORATE FINANCE PTY LIMITED | 2006-07-01 - 2008-06-30 |
| Licence Name | AP FINANCIAL SERVICES GROUP LIMITED |
| Licence Number | 000280595 |
| Licence ABN | 53098286241 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.