RON SMITH


Licensee: MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD

RON SMITH (Adviser# 000413561) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 9, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name RON SMITH
Adviser Number 000413561
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000411766
MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Licence ABN 76153168293
Licence Controlled By MERCER (AUSTRALIA) PTY LTD [Date Ceased: 13/04/2016]
Marsh Mercer Holdings (Australia) Pty Ltd
Adviser Start Date 2012-01-09
Appointing Representative Name MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Appointing Representative Number 000411766
Appointing Representative ABN 76153168293
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Restrictions: General advice only in general insurance products.

Authorisations to provide financial product advice

  • RON SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Kaplan
Bachelor of Commerce Griffith University
Certified Financial Planner FPA
Graduate Diploma of Chartered Accounting Institute of Chartered Accountants

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000411766 MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Licence controlled by: MERCER (AUSTRALIA) PTY LTD [Date Ceased: 13/04/2016] ~ Marsh Mercer Holdings (Australia) Pty Ltd
Further restrictions: Restrictions: General advice only in general insurance products.
2012-01-09 - MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
000235906 MERCER SUPERANNUATION (AUSTRALIA) LIMITED
Licence controlled by: Marsh Mercer Holdings (Australia) Pty Ltd
2011-11-07 - 2012-01-06
000243253 FINDEX ADVICE SERVICES PTY LTD
Licence controlled by: FINDEX GROUP LIMITED
2008-07-21 - 2011-11-04

Licensee Information

Licence Name MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD
Licence Number 000411766
Licence ABN 76153168293

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LIONEL IHEANACHO Mercer Financial Advice (australia) Pty Ltd Current 2018-08-06
GINA SOMERS Mercer Financial Advice (australia) Pty Ltd Current 2018-08-06
KURAL AKCAMCI Mercer Financial Advice (australia) Pty Ltd Current 2018-08-06
CRAIG YOUNG Mercer Financial Advice (australia) Pty Ltd Current 2018-07-02
KERRIE JANE SARGENT Mercer Financial Advice (australia) Pty Ltd Current 2018-07-02
CHINTAN DESAI Mercer Financial Advice (australia) Pty Ltd Current 2018-06-12
FRANK VARALLO Mercer Financial Advice (australia) Pty Ltd Current 2018-03-27
CRAIG GEOFFREY WALKER Mercer Financial Advice (australia) Pty Ltd Ceased 2018-01-18
DANIEL JASON JAMES PAGE Mercer Financial Advice (australia) Pty Ltd Current 2018-01-08
DIANA ANTONIOUS Mercer Financial Advice (australia) Pty Ltd Current 2018-01-08

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.