SAMUEL WICKS (Adviser# 000431776) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 13, 2017.
| Register Name | Financial Advisers |
| Adviser Name | SAMUEL WICKS |
| Adviser Number | 000431776 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2009 |
| Financial Service (AFS) Licence |
Licence# 000235410 MORGANS FINANCIAL LIMITED |
| Licence ABN | 49010669726 |
| Adviser Start Date | 2017-07-13 |
| Appointing Representative Name | MORGANS FINANCIAL LIMITED |
| Appointing Representative Number | 000235410 |
| Appointing Representative ABN | 49010669726 |
| Memberships | Financial Planning Association of Australia |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | International Institute of Technology Pty Ltd (IIT) |
| Bachelor of Economic and Social Sciences | The University of Sydney |
| Diploma of Financial Services (Financial Planning) | International Institute of Technology Pty Ltd (IIT) |
| Master of Applied Finance | Macquaire University |
| Professional Diploma in Stockbroking | Stockbrokers Association of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000235410 | MORGANS FINANCIAL LIMITED | 2017-07-13 - | MORGANS FINANCIAL LIMITED |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2012-12-06 - 2017-07-06 | CHARTER FINANCIAL PLANNING LIMITED |
| 000411324 | SPECIALIST INVESTMENT MANAGEMENT PTY LIMITED | 2011-05-04 - 2012-05-05 | |
| 000235671 | NEXT FINANCIAL HOLDING COMPANY PTY LTD | 2008-01-02 - 2011-04-04 |
| Licence Name | MORGANS FINANCIAL LIMITED |
| Licence Number | 000235410 |
| Licence ABN | 49010669726 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BRADLEY ANGUS STUART MACKAY | Morgans Financial Limited | Current | 2018-08-27 |
| JAMES BRUCE DAWSON | Morgans Financial Limited | Current | 2018-08-23 |
| BERNARD MARK SIMLESA | Morgans Financial Limited | Current | 2018-08-20 |
| MICHELLE MARISA PAIS LEWIS | Morgans Financial Limited | Current | 2018-07-25 |
| WADE COMELY | Morgans Financial Limited | Current | 2018-07-23 |
| THOMAS JAMES BOORMAN | Morgans Financial Limited | Current | 2018-07-13 |
| LAURA SMILLIE | Morgans Financial Limited | Current | 2018-07-12 |
| SARKIS YOUSEFF SASSINE | Morgans Financial Limited | Ceased | 2018-07-09 |
| ANDREW FREDERICK CRAGG | Morgans Financial Limited | Current | 2018-07-02 |
| AJIT SHINDE | Morgans Financial Limited | Current | 2018-07-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.