RICK YU-HSUEH PENG (Adviser# 000432312) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 10, 2018.
| Register Name | Financial Advisers |
| Adviser Name | RICK YU-HSUEH PENG |
| Adviser Number | 000432312 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2014 |
| Financial Service (AFS) Licence |
Licence# 000437518 AVALONFS PTY LTD |
| Licence ABN | 43162297298 |
| Licence Controlled By | Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016] |
| Adviser Start Date | 2018-07-10 |
| Appointing Representative Name | AVALONFS PTY LTD |
| Appointing Representative Number | 000437518 |
| Appointing Representative ABN | 43162297298 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Planning | Intellitrain |
| Managed Investment & Sercurities | Mentor Education |
| Margin Lending | Mentor Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000437518 |
AVALONFS PTY LTD
Licence controlled by: Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016] |
2018-07-10 - | AVALONFS PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2014-08-06 - 2018-07-06 | DOVER FINANCIAL ADVISERS PTY LTD |
| Licence Name | AVALONFS PTY LTD |
| Licence Number | 000437518 |
| Licence ABN | 43162297298 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| STACY LOUISE BARNES | Avalonfs Pty Ltd | Current | 2018-08-02 |
| GAYLE MARGARET MCKEW | Avalonfs Pty Ltd | Current | 2018-07-25 |
| JANICE GAIL ILONI FURSTENBERG | Avalonfs Pty Ltd | Current | 2018-07-03 |
| MICHAEL NGEE TIONG TAN | Avalonfs Pty Ltd | Current | 2018-07-02 |
| TIMOTHY CHING | Avalonfs Pty Ltd | Current | 2018-06-29 |
| STEFANO DURO | Avalonfs Pty Ltd | Current | 2018-06-29 |
| BRAD FRANKHAM | Avalonfs Pty Ltd | Current | 2018-06-19 |
| SHAUN LIDDICOAT | Avalonfs Pty Ltd | Current | 2018-06-18 |
| ALAN GEOFFREY MARSH | Avalonfs Pty Ltd | Current | 2018-06-18 |
| TRISTAN SCIFO | Avalonfs Pty Ltd | Current | 2018-06-18 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.