SAM ROMEO (Adviser# 000432532) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 4, 2016.
| Register Name | Financial Advisers |
| Adviser Name | SAM ROMEO |
| Adviser Number | 000432532 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000425511 PFA ADVISER SERVICES PTY LTD |
| Licence ABN | 86159583123 |
| Adviser Start Date | 2016-06-04 |
| Appointing Representative Name | PFA ADVISER SERVICES PTY LTD |
| Appointing Representative Number | 000425511 |
| Appointing Representative ABN | 86159583123 |
| Memberships |
CFP - Certified Financial Planner (FPA) Financial Planning Association of Australia (FPA) SMSF Association |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services (Financial Planning) | Tribeca |
| Bachelor of Economics | Flinders University of South Australia |
| Diploma of Financial Services (Financial Planning) | ThreeSixty |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000425511 | PFA ADVISER SERVICES PTY LTD | 2016-06-04 - | PFA ADVISER SERVICES PTY LTD |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2012-12-20 - 2016-06-03 | CHARTER FINANCIAL PLANNING LIMITED |
| 000238346 | ONEPATH CUSTODIANS PTY LIMITED | 2004-01-12 - 2013-11-01 |
| Licence Name | PFA ADVISER SERVICES PTY LTD |
| Licence Number | 000425511 |
| Licence ABN | 86159583123 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JOEL ROBERT JOHN SCHULTZ | Pfa Adviser Services Pty Ltd | Current | 2017-06-27 |
| PATRICK FOUVY | Pfa Adviser Services Pty Ltd | Current | 2012-10-02 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JOEL ROBERT JOHN SCHULTZ | Pfa Adviser Services Pty Ltd | Current | 2017-06-27 |
| PATRICK FOUVY | Pfa Adviser Services Pty Ltd | Current | 2012-10-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.